CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Alpine Global Management, LLC's Holding History (CIK: 0001581655)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020

Shares 3,773 Value ($000) $477 Avg Close $106.19 Range $89.90 - $125.54

Q4 2017

Shares 14,276 Value ($000) $2,250 Avg Close $116.31 Range $103.45 - $133.20

Q1 2017

Shares 11,787 Value ($000) $1,093 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 18,117 Value ($000) $1,680 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 2,409 Value ($000) $214 Avg Close $66.01 Range $58.78 - $71.89

Q2 2015

Shares 9,187 Value ($000) $779 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 4,262 Value ($000) $341 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 12,376 Value ($000) $1,133 Avg Close $73.34 Range $66.42 - $80.82

Q4 2013

Shares 3,588 Value ($000) $326 Avg Close $62.67 Range $60.17 - $67.37

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2020	3,773	$477	$106.19	$89.90 - $125.54
Q4 2017	14,276	$2,250	$116.31	$103.45 - $133.20
Q1 2017	11,787	$1,093	$77.69	$74.24 - $81.74
Q4 2016	18,117	$1,680	$73.74	$65.47 - $79.39
Q3 2016	2,409	$214	$66.01	$58.78 - $71.89
Q2 2015	9,187	$779	$65.86	$60.39 - $68.73
Q1 2015	4,262	$341	$63.13	$59.48 - $69.69
Q4 2014	12,376	$1,133	$73.34	$66.42 - $80.82
Q4 2013	3,588	$326	$62.67	$60.17 - $67.37