CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Central Asset Investments & Management Holdings (HK) Ltd's Holding History (CIK: 0001583672)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 3,000 Value ($000) $457 Avg Close $120.51 Range $110.40 - $134.53
Q4 2012
Shares 2,931 Value ($000) $263 Avg Close — Range —