CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Focused Wealth Management, Inc's Holding History (CIK: 0001586052)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 8,301 Value ($000) $4,755 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 8,305 Value ($000) $3,963 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 8,133 Value ($000) $3,157 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 7,962 Value ($000) $2,626 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 7,738 Value ($000) $2,807 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 7,668 Value ($000) $2,999 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 7,624 Value ($000) $2,539 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 7,572 Value ($000) $2,775 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 7,412 Value ($000) $2,191 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 7,411 Value ($000) $2,023 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 7,430 Value ($000) $1,828 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 7,474 Value ($000) $1,710 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 7,534 Value ($000) $1,805 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 7,435 Value ($000) $1,220 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 7,393 Value ($000) $1,321 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 8,388 Value ($000) $1,869 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 9,082 Value ($000) $1,878 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 9,165 Value ($000) $1,759 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 9,232 Value ($000) $2,009 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 9,205 Value ($000) $2,134 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 8,625 Value ($000) $1,570 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 9,027 Value ($000) $1,346 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 9,211 Value ($000) $1,165 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 9,278 Value ($000) $1,077 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 9,936 Value ($000) $1,467 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 10,885 Value ($000) $1,375 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 14,404 Value ($000) $1,963 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 18,073 Value ($000) $2,449 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 18,629 Value ($000) $2,367 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 10,602 Value ($000) $1,617 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 6,999 Value ($000) $950 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 7,128 Value ($000) $1,051 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 7,118 Value ($000) $1,122 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 8,068 Value ($000) $1,006 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 7,747 Value ($000) $832 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 7,756 Value ($000) $719 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 7,878 Value ($000) $731 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 7,753 Value ($000) $688 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 7,693 Value ($000) $583 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 8,027 Value ($000) $614 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 2,789 Value ($000) $190 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 1,895 Value ($000) $124 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 1,711 Value ($000) $145 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 1,761 Value ($000) $141 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 1,692 Value ($000) $155 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 1,787 Value ($000) $177 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 1,991 Value ($000) $216 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 1,995 Value ($000) $198 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 2,361 Value ($000) $214 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 2,245 Value ($000) $187 Avg Close $61.64 Range $58.99 - $64.50

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	8,301	$4,755	$555.50	$469.79 - $627.50
Q3 2025	8,305	$3,963	$425.39	$381.75 - $483.95
Q2 2025	8,133	$3,157	$330.84	$264.29 - $386.62
Q1 2025	7,962	$2,626	$351.95	$315.09 - $404.98
Q4 2024	7,738	$2,807	$381.74	$351.93 - $412.27
Q3 2024	7,668	$2,999	$338.69	$301.40 - $389.91
Q2 2024	7,624	$2,539	$338.69	$308.78 - $372.10
Q1 2024	7,572	$2,775	$311.07	$268.51 - $357.70
Q4 2023	7,412	$2,191	$251.22	$216.95 - $290.10
Q3 2023	7,411	$2,023	$261.47	$229.25 - $283.47
Q2 2023	7,430	$1,828	$213.76	$195.84 - $240.81
Q1 2023	7,474	$1,710	$230.59	$201.84 - $253.98
Q4 2022	7,534	$1,805	$206.59	$156.72 - $232.83
Q3 2022	7,435	$1,220	$172.21	$151.58 - $189.11
Q2 2022	7,393	$1,321	$197.29	$164.98 - $221.91
Q1 2022	8,388	$1,869	$195.46	$167.60 - $214.37
Q4 2021	9,082	$1,878	$186.69	$173.30 - $200.95
Q3 2021	9,165	$1,759	$192.08	$172.62 - $206.58
Q2 2021	9,232	$2,009	$211.85	$188.71 - $226.53
Q1 2021	9,205	$2,134	$189.09	$163.90 - $217.37
Q4 2020	8,625	$1,570	$153.98	$129.92 - $167.14
Q3 2020	9,027	$1,346	$126.81	$112.24 - $141.22
Q2 2020	9,211	$1,165	$106.19	$89.90 - $125.54
Q1 2020	9,278	$1,077	$113.38	$77.78 - $132.89
Q4 2019	9,936	$1,467	$123.01	$102.69 - $131.46
Q3 2019	10,885	$1,375	$111.09	$97.87 - $122.22
Q2 2019	14,404	$1,963	$114.70	$103.20 - $125.83
Q1 2019	18,073	$2,449	$114.61	$103.38 - $123.15
Q4 2018	18,629	$2,367	$111.50	$96.19 - $135.93
Q3 2018	10,602	$1,617	$120.51	$110.40 - $134.53
Q2 2018	6,999	$950	$126.53	$112.48 - $137.00
Q1 2018	7,128	$1,051	$133.07	$120.49 - $146.01
Q4 2017	7,118	$1,122	$116.31	$103.45 - $133.20
Q3 2017	8,068	$1,006	$96.02	$87.71 - $104.79
Q2 2017	7,747	$832	$84.05	$74.79 - $89.64
Q1 2017	7,756	$719	$77.69	$74.24 - $81.74
Q4 2016	7,878	$731	$73.74	$65.47 - $79.39
Q3 2016	7,753	$688	$66.01	$58.78 - $71.89
Q2 2016	7,693	$583	$59.82	$55.25 - $64.10
Q1 2016	8,027	$614	$53.06	$44.66 - $61.22
Q4 2015	2,789	$190	$54.58	$48.84 - $59.43
Q3 2015	1,895	$124	$59.11	$48.76 - $65.71
Q2 2015	1,711	$145	$65.86	$60.39 - $68.73
Q1 2015	1,761	$141	$63.13	$59.48 - $69.69
Q4 2014	1,692	$155	$73.34	$66.42 - $80.82
Q3 2014	1,787	$177	$79.29	$73.57 - $83.32
Q2 2014	1,991	$216	$78.02	$73.19 - $81.73
Q1 2014	1,995	$198	$69.69	$63.53 - $74.44
Q4 2013	2,361	$214	$62.67	$60.17 - $67.37
Q3 2013	2,245	$187	$61.64	$58.99 - $64.50