CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

State of Tennessee, Department of Treasury's Holding History (CIK: 0001587973)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 165,794 Value ($000) $108,986 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 167,296 Value ($000) $79,825 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 165,553 Value ($000) $64,269 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 182,900 Value ($000) $60,320 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 178,513 Value ($000) $64,757 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 186,403 Value ($000) $72,906 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 192,730 Value ($000) $64,198 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 208,561 Value ($000) $76,423 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 186,747 Value ($000) $55,215 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 237,005 Value ($000) $64,702 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 278,311 Value ($000) $68,478 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 318,048 Value ($000) $72,782 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 356,383 Value ($000) $85 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 350,875 Value ($000) $58 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 287,617 Value ($000) $51,415 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 372,273 Value ($000) $82,950 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 339,705 Value ($000) $70,231 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 218,514 Value ($000) $41,950 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 279,710 Value ($000) $60,873 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 366,606 Value ($000) $85,005 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 173,054 Value ($000) $31,500 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 184,901 Value ($000) $27,578 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 440,031 Value ($000) $55,664 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 129,936 Value ($000) $15,078 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 149,685 Value ($000) $22,105 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 179,759 Value ($000) $22,706 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 148,699 Value ($000) $20,266 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 215,401 Value ($000) $29,184 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 208,022 Value ($000) $26,433 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 174,351 Value ($000) $26,587 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 248,394 Value ($000) $33,699 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 585,735 Value ($000) $86,325 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 551,769 Value ($000) $86,948 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 428,763 Value ($000) $53,472 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 556,005 Value ($000) $59,748 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 288,338 Value ($000) $26,746 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 182,068 Value ($000) $16,885 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 247,118 Value ($000) $21,936 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 184,322 Value ($000) $13,974 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 150,765 Value ($000) $11,540 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 81,692 Value ($000) $5,552 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 92,300 Value ($000) $6,033 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 95,500 Value ($000) $8,100 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 97,700 Value ($000) $7,819 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 374,684 Value ($000) $34,295 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 227,882 Value ($000) $22,567 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 330,182 Value ($000) $35,881 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 295,400 Value ($000) $29,354 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 110,100 Value ($000) $9,998 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 115,000 Value ($000) $9,591 Avg Close $61.64 Range $58.99 - $64.50

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	165,794	$108,986	$555.50	$469.79 - $627.50
Q3 2025	167,296	$79,825	$425.39	$381.75 - $483.95
Q2 2025	165,553	$64,269	$330.84	$264.29 - $386.62
Q1 2025	182,900	$60,320	$351.95	$315.09 - $404.98
Q4 2024	178,513	$64,757	$381.74	$351.93 - $412.27
Q3 2024	186,403	$72,906	$338.69	$301.40 - $389.91
Q2 2024	192,730	$64,198	$338.69	$308.78 - $372.10
Q1 2024	208,561	$76,423	$311.07	$268.51 - $357.70
Q4 2023	186,747	$55,215	$251.22	$216.95 - $290.10
Q3 2023	237,005	$64,702	$261.47	$229.25 - $283.47
Q2 2023	278,311	$68,478	$213.76	$195.84 - $240.81
Q1 2023	318,048	$72,782	$230.59	$201.84 - $253.98
Q4 2022	356,383	$85	$206.59	$156.72 - $232.83
Q3 2022	350,875	$58	$172.21	$151.58 - $189.11
Q2 2022	287,617	$51,415	$197.29	$164.98 - $221.91
Q1 2022	372,273	$82,950	$195.46	$167.60 - $214.37
Q4 2021	339,705	$70,231	$186.69	$173.30 - $200.95
Q3 2021	218,514	$41,950	$192.08	$172.62 - $206.58
Q2 2021	279,710	$60,873	$211.85	$188.71 - $226.53
Q1 2021	366,606	$85,005	$189.09	$163.90 - $217.37
Q4 2020	173,054	$31,500	$153.98	$129.92 - $167.14
Q3 2020	184,901	$27,578	$126.81	$112.24 - $141.22
Q2 2020	440,031	$55,664	$106.19	$89.90 - $125.54
Q1 2020	129,936	$15,078	$113.38	$77.78 - $132.89
Q4 2019	149,685	$22,105	$123.01	$102.69 - $131.46
Q3 2019	179,759	$22,706	$111.09	$97.87 - $122.22
Q2 2019	148,699	$20,266	$114.70	$103.20 - $125.83
Q1 2019	215,401	$29,184	$114.61	$103.38 - $123.15
Q4 2018	208,022	$26,433	$111.50	$96.19 - $135.93
Q3 2018	174,351	$26,587	$120.51	$110.40 - $134.53
Q2 2018	248,394	$33,699	$126.53	$112.48 - $137.00
Q1 2018	585,735	$86,325	$133.07	$120.49 - $146.01
Q4 2017	551,769	$86,948	$116.31	$103.45 - $133.20
Q3 2017	428,763	$53,472	$96.02	$87.71 - $104.79
Q2 2017	556,005	$59,748	$84.05	$74.79 - $89.64
Q1 2017	288,338	$26,746	$77.69	$74.24 - $81.74
Q4 2016	182,068	$16,885	$73.74	$65.47 - $79.39
Q3 2016	247,118	$21,936	$66.01	$58.78 - $71.89
Q2 2016	184,322	$13,974	$59.82	$55.25 - $64.10
Q1 2016	150,765	$11,540	$53.06	$44.66 - $61.22
Q4 2015	81,692	$5,552	$54.58	$48.84 - $59.43
Q3 2015	92,300	$6,033	$59.11	$48.76 - $65.71
Q2 2015	95,500	$8,100	$65.86	$60.39 - $68.73
Q1 2015	97,700	$7,819	$63.13	$59.48 - $69.69
Q4 2014	374,684	$34,295	$73.34	$66.42 - $80.82
Q3 2014	227,882	$22,567	$79.29	$73.57 - $83.32
Q2 2014	330,182	$35,881	$78.02	$73.19 - $81.73
Q1 2014	295,400	$29,354	$69.69	$63.53 - $74.44
Q4 2013	110,100	$9,998	$62.67	$60.17 - $67.37
Q3 2013	115,000	$9,591	$61.64	$58.99 - $64.50