CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Arosa Capital Management LP's Holding History (CIK: 0001596053)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 47,090 Value ($000) $9,735 Avg Close $186.69 Range $173.30 - $200.95
Q3 2021
Shares 50,000 Value ($000) $9,599 Avg Close $192.08 Range $172.62 - $206.58
Q2 2021
Shares 20,000 Value ($000) $4,353 Avg Close $211.85 Range $188.71 - $226.53
Q4 2020
Shares 60,000 Value ($000) $10,921 Avg Close $153.98 Range $129.92 - $167.14
Q3 2020
Shares 60,010 Value ($000) $8,950 Avg Close $126.81 Range $112.24 - $141.22
Q2 2020
Shares 122,233 Value ($000) $15,462 Avg Close $106.19 Range $89.90 - $125.54
Q1 2020
Shares 143,488 Value ($000) $16,650 Avg Close $113.38 Range $77.78 - $132.89
Q4 2019
Shares 50,000 Value ($000) $7,384 Avg Close $123.01 Range $102.69 - $131.46
Q2 2019
Shares 48,770 Value ($000) $6,647 Avg Close $114.70 Range $103.20 - $125.83
Q1 2019
Shares 65,000 Value ($000) $8,807 Avg Close $114.61 Range $103.38 - $123.15
Q4 2018
Shares 67,178 Value ($000) $8,536 Avg Close $111.50 Range $96.19 - $135.93
Q3 2018
Shares 45,000 Value ($000) $6,862 Avg Close $120.51 Range $110.40 - $134.53
Q4 2017
Shares 64,661 Value ($000) $10,189 Avg Close $116.31 Range $103.45 - $133.20
Q3 2017
Shares 18,841 Value ($000) $2,350 Avg Close $96.02 Range $87.71 - $104.79