CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Permanens Capital L.P.'s Holding History (CIK: 0001599637)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023

Shares 12,390 Value ($000) $3,382 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 11,870 Value ($000) $2,921 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 15,460 Value ($000) $3,538 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 15,600 Value ($000) $3,737 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 17,620 Value ($000) $2,891 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 27,783 Value ($000) $4,966 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 27,783 Value ($000) $6,191 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 39,278 Value ($000) $8,120 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 39,278 Value ($000) $7,540 Avg Close $192.08 Range $172.62 - $206.58

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2023	12,390	$3,382	$261.47	$229.25 - $283.47
Q2 2023	11,870	$2,921	$213.76	$195.84 - $240.81
Q1 2023	15,460	$3,538	$230.59	$201.84 - $253.98
Q4 2022	15,600	$3,737	$206.59	$156.72 - $232.83
Q3 2022	17,620	$2,891	$172.21	$151.58 - $189.11
Q2 2022	27,783	$4,966	$197.29	$164.98 - $221.91
Q1 2022	27,783	$6,191	$195.46	$167.60 - $214.37
Q4 2021	39,278	$8,120	$186.69	$173.30 - $200.95
Q3 2021	39,278	$7,540	$192.08	$172.62 - $206.58