CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Sequoia Financial Advisors, LLC's Holding History (CIK: 0001599900)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 177,241 Value ($000) $101,536 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 176,626 Value ($000) $84,277 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 170,951 Value ($000) $66,365 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 125,429 Value ($000) $41,367 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 121,211 Value ($000) $43,970 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 75,446 Value ($000) $29,509 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 68,040 Value ($000) $22,664 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 56,673 Value ($000) $20,767 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 59,234 Value ($000) $17,514 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 10,872 Value ($000) $2,968 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 10,980 Value ($000) $2,702 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 10,228 Value ($000) $2,341 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 10,315 Value ($000) $2,471 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 9,276 Value ($000) $1,529 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 10,211 Value ($000) $1,825 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 10,518 Value ($000) $2,344 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 7,432 Value ($000) $1,536 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 1,472 Value ($000) $283 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 6,040 Value ($000) $1,314 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 5,936 Value ($000) $1,376 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 9,163 Value ($000) $1,668 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 9,029 Value ($000) $1,347 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 9,060 Value ($000) $1,146 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 8,502 Value ($000) $987 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 7,357 Value ($000) $1,087 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 8,171 Value ($000) $1,032 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 4,762 Value ($000) $649 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 4,900 Value ($000) $664 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 2,708 Value ($000) $344 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 2,351 Value ($000) $359 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 2,166 Value ($000) $294 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 2,066 Value ($000) $304 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 1,448 Value ($000) $228 Avg Close $116.31 Range $103.45 - $133.20

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	177,241	$101,536	$555.50	$469.79 - $627.50
Q3 2025	176,626	$84,277	$425.39	$381.75 - $483.95
Q2 2025	170,951	$66,365	$330.84	$264.29 - $386.62
Q1 2025	125,429	$41,367	$351.95	$315.09 - $404.98
Q4 2024	121,211	$43,970	$381.74	$351.93 - $412.27
Q3 2024	75,446	$29,509	$338.69	$301.40 - $389.91
Q2 2024	68,040	$22,664	$338.69	$308.78 - $372.10
Q1 2024	56,673	$20,767	$311.07	$268.51 - $357.70
Q4 2023	59,234	$17,514	$251.22	$216.95 - $290.10
Q3 2023	10,872	$2,968	$261.47	$229.25 - $283.47
Q2 2023	10,980	$2,702	$213.76	$195.84 - $240.81
Q1 2023	10,228	$2,341	$230.59	$201.84 - $253.98
Q4 2022	10,315	$2,471	$206.59	$156.72 - $232.83
Q3 2022	9,276	$1,529	$172.21	$151.58 - $189.11
Q2 2022	10,211	$1,825	$197.29	$164.98 - $221.91
Q1 2022	10,518	$2,344	$195.46	$167.60 - $214.37
Q4 2021	7,432	$1,536	$186.69	$173.30 - $200.95
Q3 2021	1,472	$283	$192.08	$172.62 - $206.58
Q2 2021	6,040	$1,314	$211.85	$188.71 - $226.53
Q1 2021	5,936	$1,376	$189.09	$163.90 - $217.37
Q4 2020	9,163	$1,668	$153.98	$129.92 - $167.14
Q3 2020	9,029	$1,347	$126.81	$112.24 - $141.22
Q2 2020	9,060	$1,146	$106.19	$89.90 - $125.54
Q1 2020	8,502	$987	$113.38	$77.78 - $132.89
Q4 2019	7,357	$1,087	$123.01	$102.69 - $131.46
Q3 2019	8,171	$1,032	$111.09	$97.87 - $122.22
Q2 2019	4,762	$649	$114.70	$103.20 - $125.83
Q1 2019	4,900	$664	$114.61	$103.38 - $123.15
Q4 2018	2,708	$344	$111.50	$96.19 - $135.93
Q3 2018	2,351	$359	$120.51	$110.40 - $134.53
Q2 2018	2,166	$294	$126.53	$112.48 - $137.00
Q1 2018	2,066	$304	$133.07	$120.49 - $146.01
Q4 2017	1,448	$228	$116.31	$103.45 - $133.20