CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 18,589 Value ($000) $10,650 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 18,638 Value ($000) $7,810 Avg Close $425.39 Range $381.75 - $483.95

Q1 2025

Shares 16,417 Value ($000) $5,415 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 14,914 Value ($000) $5,411 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 12,937 Value ($000) $5,060 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 11,276 Value ($000) $3,756 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 7,051 Value ($000) $2,584 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 9,833 Value ($000) $2,907 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 9,891 Value ($000) $2,700 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 9,852 Value ($000) $2,424 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 9,247 Value ($000) $2,116 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 7,600 Value ($000) $1,821 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 7,111 Value ($000) $1,167 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 6,921 Value ($000) $1,237 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 7,013 Value ($000) $1,563 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 6,903 Value ($000) $1,427 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 6,047 Value ($000) $1,161 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 6,398 Value ($000) $1,392 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 5,765 Value ($000) $1,337 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 5,762 Value ($000) $1,049 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 5,696 Value ($000) $850 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 5,118 Value ($000) $647 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 5,091 Value ($000) $591 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 5,059 Value ($000) $747 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 4,885 Value ($000) $617 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 5,894 Value ($000) $803 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 7,266 Value ($000) $984 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 6,808 Value ($000) $865 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 7,554 Value ($000) $1,152 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 7,635 Value ($000) $1,036 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 6,902 Value ($000) $1,017 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 7,902 Value ($000) $1,346 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 7,927 Value ($000) $989 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 7,959 Value ($000) $855 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 7,864 Value ($000) $729 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 9,724 Value ($000) $902 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 10,516 Value ($000) $934 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 8,441 Value ($000) $640 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 5,460 Value ($000) $418 Avg Close $53.06 Range $44.66 - $61.22

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	18,589	$10,650	$555.50	$469.79 - $627.50
Q3 2025	18,638	$7,810	$425.39	$381.75 - $483.95
Q1 2025	16,417	$5,415	$351.95	$315.09 - $404.98
Q4 2024	14,914	$5,411	$381.74	$351.93 - $412.27
Q3 2024	12,937	$5,060	$338.69	$301.40 - $389.91
Q2 2024	11,276	$3,756	$338.69	$308.78 - $372.10
Q1 2024	7,051	$2,584	$311.07	$268.51 - $357.70
Q4 2023	9,833	$2,907	$251.22	$216.95 - $290.10
Q3 2023	9,891	$2,700	$261.47	$229.25 - $283.47
Q2 2023	9,852	$2,424	$213.76	$195.84 - $240.81
Q1 2023	9,247	$2,116	$230.59	$201.84 - $253.98
Q4 2022	7,600	$1,821	$206.59	$156.72 - $232.83
Q3 2022	7,111	$1,167	$172.21	$151.58 - $189.11
Q2 2022	6,921	$1,237	$197.29	$164.98 - $221.91
Q1 2022	7,013	$1,563	$195.46	$167.60 - $214.37
Q4 2021	6,903	$1,427	$186.69	$173.30 - $200.95
Q3 2021	6,047	$1,161	$192.08	$172.62 - $206.58
Q2 2021	6,398	$1,392	$211.85	$188.71 - $226.53
Q1 2021	5,765	$1,337	$189.09	$163.90 - $217.37
Q4 2020	5,762	$1,049	$153.98	$129.92 - $167.14
Q3 2020	5,696	$850	$126.81	$112.24 - $141.22
Q2 2020	5,118	$647	$106.19	$89.90 - $125.54
Q1 2020	5,091	$591	$113.38	$77.78 - $132.89
Q4 2019	5,059	$747	$123.01	$102.69 - $131.46
Q3 2019	4,885	$617	$111.09	$97.87 - $122.22
Q2 2019	5,894	$803	$114.70	$103.20 - $125.83
Q1 2019	7,266	$984	$114.61	$103.38 - $123.15
Q4 2018	6,808	$865	$111.50	$96.19 - $135.93
Q3 2018	7,554	$1,152	$120.51	$110.40 - $134.53
Q2 2018	7,635	$1,036	$126.53	$112.48 - $137.00
Q1 2018	6,902	$1,017	$133.07	$120.49 - $146.01
Q4 2017	7,902	$1,346	$116.31	$103.45 - $133.20
Q3 2017	7,927	$989	$96.02	$87.71 - $104.79
Q2 2017	7,959	$855	$84.05	$74.79 - $89.64
Q1 2017	7,864	$729	$77.69	$74.24 - $81.74
Q4 2016	9,724	$902	$73.74	$65.47 - $79.39
Q3 2016	10,516	$934	$66.01	$58.78 - $71.89
Q2 2016	8,441	$640	$59.82	$55.25 - $64.10
Q1 2016	5,460	$418	$53.06	$44.66 - $61.22