CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

BTC Capital Management, Inc.'s Holding History (CIK: 0001611848)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 41,840 Value ($000) $3,886 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 40,208 Value ($000) $3,571 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 37,419 Value ($000) $2,837 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 34,960 Value ($000) $2,675 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 33,031 Value ($000) $2,247 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 30,588 Value ($000) $2,000 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 26,640 Value ($000) $2,257 Avg Close $65.86 Range $60.39 - $68.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	41,840	$3,886	$73.74	$65.47 - $79.39
Q3 2016	40,208	$3,571	$66.01	$58.78 - $71.89
Q2 2016	37,419	$2,837	$59.82	$55.25 - $64.10
Q1 2016	34,960	$2,675	$53.06	$44.66 - $61.22
Q4 2015	33,031	$2,247	$54.58	$48.84 - $59.43
Q3 2015	30,588	$2,000	$59.11	$48.76 - $65.71
Q2 2015	26,640	$2,257	$65.86	$60.39 - $68.73