CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 527 Value ($000) $302 Avg Close $555.50 Range $469.79 - $627.50
Q3 2025
Shares 377 Value ($000) $180 Avg Close $425.39 Range $381.75 - $483.95
Q2 2025
Shares 369 Value ($000) $143 Avg Close $330.84 Range $264.29 - $386.62
Q1 2025
Shares 427 Value ($000) $141 Avg Close $351.95 Range $315.09 - $404.98
Q4 2024
Shares 427 Value ($000) $155 Avg Close $381.74 Range $351.93 - $412.27
Q3 2024
Shares 427 Value ($000) $167 Avg Close $338.69 Range $301.40 - $389.91
Q2 2024
Shares 427 Value ($000) $142 Avg Close $338.69 Range $308.78 - $372.10
Q1 2024
Shares 424 Value ($000) $155 Avg Close $311.07 Range $268.51 - $357.70
Q4 2023
Shares 422 Value ($000) $125 Avg Close $251.22 Range $216.95 - $290.10
Q3 2023
Shares 420 Value ($000) $115 Avg Close $261.47 Range $229.25 - $283.47
Q2 2023
Shares 418 Value ($000) $103 Avg Close $213.76 Range $195.84 - $240.81
Q2 2022
Shares 3 Value ($000) $1 Avg Close $197.29 Range $164.98 - $221.91
Q1 2022
Shares 266 Value ($000) $59 Avg Close $195.46 Range $167.60 - $214.37
Q4 2021
Shares 263 Value ($000) $54 Avg Close $186.69 Range $173.30 - $200.95
Q3 2021
Shares 283 Value ($000) $54 Avg Close $192.08 Range $172.62 - $206.58
Q2 2021
Shares 283 Value ($000) $62 Avg Close $211.85 Range $188.71 - $226.53
Q1 2021
Shares 283 Value ($000) $66 Avg Close $189.09 Range $163.90 - $217.37
Q4 2020
Shares 263 Value ($000) $48 Avg Close $153.98 Range $129.92 - $167.14
Q3 2020
Shares 263 Value ($000) $39 Avg Close $126.81 Range $112.24 - $141.22
Q2 2020
Shares 272 Value ($000) $34 Avg Close $106.19 Range $89.90 - $125.54
Q1 2020
Shares 398 Value ($000) $46 Avg Close $113.38 Range $77.78 - $132.89
Q4 2019
Shares 528 Value ($000) $78 Avg Close $123.01 Range $102.69 - $131.46
Q3 2019
Shares 527 Value ($000) $67 Avg Close $111.09 Range $97.87 - $122.22
Q2 2019
Shares 565 Value ($000) $77 Avg Close $114.70 Range $103.20 - $125.83
Q1 2019
Shares 649 Value ($000) $88 Avg Close $114.61 Range $103.38 - $123.15
Q4 2018
Shares 648 Value ($000) $82 Avg Close $111.50 Range $96.19 - $135.93
Q3 2018
Shares 598 Value ($000) $91 Avg Close $120.51 Range $110.40 - $134.53
Q2 2018
Shares 597 Value ($000) $81 Avg Close $126.53 Range $112.48 - $137.00
Q1 2018
Shares 520 Value ($000) $77 Avg Close $133.07 Range $120.49 - $146.01
Q4 2017
Shares 520 Value ($000) $82 Avg Close $116.31 Range $103.45 - $133.20
Q3 2017
Shares 519 Value ($000) $65 Avg Close $96.02 Range $87.71 - $104.79
Q2 2017
Shares 519 Value ($000) $56 Avg Close $84.05 Range $74.79 - $89.64
Q1 2017
Shares 531 Value ($000) $49 Avg Close $77.69 Range $74.24 - $81.74
Q4 2016
Shares 124 Value ($000) $11 Avg Close $73.74 Range $65.47 - $79.39
Q3 2016
Shares 123 Value ($000) $11 Avg Close $66.01 Range $58.78 - $71.89
Q2 2016
Shares 122 Value ($000) $9 Avg Close $59.82 Range $55.25 - $64.10
Q1 2016
Shares 122 Value ($000) $9 Avg Close $53.06 Range $44.66 - $61.22
Q4 2015
Shares 121 Value ($000) $8 Avg Close $54.58 Range $48.84 - $59.43
Q3 2015
Shares 180 Value ($000) $12 Avg Close $59.11 Range $48.76 - $65.71
Q2 2015
Shares 167 Value ($000) $14 Avg Close $65.86 Range $60.39 - $68.73
Q1 2015
Shares 735 Value ($000) $59 Avg Close $63.13 Range $59.48 - $69.69
Q4 2014
Shares 735 Value ($000) $67 Avg Close $73.34 Range $66.42 - $80.82
Q3 2014
Shares 794 Value ($000) $79 Avg Close $79.29 Range $73.57 - $83.32
Q2 2014
Shares 794 Value ($000) $86 Avg Close $78.02 Range $73.19 - $81.73
Q1 2014
Shares 843 Value ($000) $84 Avg Close $69.69 Range $63.53 - $74.44
Q4 2013
Shares 1,393 Value ($000) $127 Avg Close $62.67 Range $60.17 - $67.37