CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Brick & Kyle, Associates's Holding History (CIK: 0001632253)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 100 Value ($000) $9 Avg Close $77.69 Range $74.24 - $81.74
Q4 2016
Shares 100 Value ($000) $9 Avg Close $73.74 Range $65.47 - $79.39
Q3 2016
Shares 100 Value ($000) $9 Avg Close $66.01 Range $58.78 - $71.89
Q2 2016
Shares 100 Value ($000) $8 Avg Close $59.82 Range $55.25 - $64.10
Q1 2016
Shares 100 Value ($000) $8 Avg Close $53.06 Range $44.66 - $61.22
Q4 2015
Shares 100 Value ($000) $7 Avg Close $54.58 Range $48.84 - $59.43
Q3 2015
Shares 100 Value ($000) $7 Avg Close $59.11 Range $48.76 - $65.71
Q2 2015
Shares 100 Value ($000) $8 Avg Close $65.86 Range $60.39 - $68.73
Q1 2015
Shares 100 Value ($000) $8 Avg Close $63.13 Range $59.48 - $69.69
Q4 2014
Shares 300 Value ($000) $27 Avg Close $73.34 Range $66.42 - $80.82