CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

NewEdge Advisors, LLC's Holding History (CIK: 0001633516)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 233,659 Value ($000) $133,856 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 209,753 Value ($000) $100,083 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 216,659 Value ($000) $84,109 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 205,136 Value ($000) $67,654 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 185,896 Value ($000) $67,435 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 193,447 Value ($000) $75,661 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 191,163 Value ($000) $63,676 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 179,639 Value ($000) $65,825 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 174,090 Value ($000) $51,194 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 168,959 Value ($000) $46,126 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 67,390 Value ($000) $16,581 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 59,568 Value ($000) $13,371 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 57,983 Value ($000) $5,324 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 54,764 Value ($000) $8,986 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 53,998 Value ($000) $9,652 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 49,705 Value ($000) $11,075 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 47,629 Value ($000) $9,846 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 29,509 Value ($000) $5,665 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 25,717 Value ($000) $5,597 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 24,448 Value ($000) $5,668 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 22,720 Value ($000) $4,135 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 31,975 Value ($000) $4,769 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 30,559 Value ($000) $3,865 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 30,455 Value ($000) $3,534 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 27,897 Value ($000) $4,119 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 22,223 Value ($000) $2,843 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 15,600 Value ($000) $2,126 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 15,707 Value ($000) $2,128 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 11,342 Value ($000) $1,441 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 11,173 Value ($000) $1,704 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 9,006 Value ($000) $1,227 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 5,277 Value ($000) $759 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 4,264 Value ($000) $708 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 1,759 Value ($000) $223 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 800 Value ($000) $86,272 Avg Close $84.05 Range $74.79 - $89.64

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	233,659	$133,856	$555.50	$469.79 - $627.50
Q3 2025	209,753	$100,083	$425.39	$381.75 - $483.95
Q2 2025	216,659	$84,109	$330.84	$264.29 - $386.62
Q1 2025	205,136	$67,654	$351.95	$315.09 - $404.98
Q4 2024	185,896	$67,435	$381.74	$351.93 - $412.27
Q3 2024	193,447	$75,661	$338.69	$301.40 - $389.91
Q2 2024	191,163	$63,676	$338.69	$308.78 - $372.10
Q1 2024	179,639	$65,825	$311.07	$268.51 - $357.70
Q4 2023	174,090	$51,194	$251.22	$216.95 - $290.10
Q3 2023	168,959	$46,126	$261.47	$229.25 - $283.47
Q2 2023	67,390	$16,581	$213.76	$195.84 - $240.81
Q1 2023	59,568	$13,371	$230.59	$201.84 - $253.98
Q4 2022	57,983	$5,324	$206.59	$156.72 - $232.83
Q3 2022	54,764	$8,986	$172.21	$151.58 - $189.11
Q2 2022	53,998	$9,652	$197.29	$164.98 - $221.91
Q1 2022	49,705	$11,075	$195.46	$167.60 - $214.37
Q4 2021	47,629	$9,846	$186.69	$173.30 - $200.95
Q3 2021	29,509	$5,665	$192.08	$172.62 - $206.58
Q2 2021	25,717	$5,597	$211.85	$188.71 - $226.53
Q1 2021	24,448	$5,668	$189.09	$163.90 - $217.37
Q4 2020	22,720	$4,135	$153.98	$129.92 - $167.14
Q3 2020	31,975	$4,769	$126.81	$112.24 - $141.22
Q2 2020	30,559	$3,865	$106.19	$89.90 - $125.54
Q1 2020	30,455	$3,534	$113.38	$77.78 - $132.89
Q4 2019	27,897	$4,119	$123.01	$102.69 - $131.46
Q3 2019	22,223	$2,843	$111.09	$97.87 - $122.22
Q2 2019	15,600	$2,126	$114.70	$103.20 - $125.83
Q1 2019	15,707	$2,128	$114.61	$103.38 - $123.15
Q4 2018	11,342	$1,441	$111.50	$96.19 - $135.93
Q3 2018	11,173	$1,704	$120.51	$110.40 - $134.53
Q2 2018	9,006	$1,227	$126.53	$112.48 - $137.00
Q1 2018	5,277	$759	$133.07	$120.49 - $146.01
Q4 2017	4,264	$708	$116.31	$103.45 - $133.20
Q3 2017	1,759	$223	$96.02	$87.71 - $104.79
Q2 2017	800	$86,272	$84.05	$74.79 - $89.64