CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

AlphaStar Capital Management, LLC's Holding History (CIK: 0001633857)

Note: Option positions (PUT/CALL) are excluded.

Q2 2025

Shares 1,880 Value ($000) $730 Avg Close $330.84 Range $264.29 - $386.62

Q3 2024

Shares 1,454 Value ($000) $569 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 1,078 Value ($000) $359 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 1,075 Value ($000) $394 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 689 Value ($000) $204 Avg Close $251.22 Range $216.95 - $290.10

Q4 2022

Shares 3,999 Value ($000) $958 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 4,419 Value ($000) $725 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 8,017 Value ($000) $1,433 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 8,060 Value ($000) $1,796 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 8,546 Value ($000) $1,956 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 12,342 Value ($000) $2,495 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 20,140 Value ($000) $4,383 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 1,795 Value ($000) $416 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 1,777 Value ($000) $346 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 2,818 Value ($000) $472 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 5,147 Value ($000) $712 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 5,730 Value ($000) $629 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 6,023 Value ($000) $890 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 6,111 Value ($000) $772 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 6,055 Value ($000) $825 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 5,706 Value ($000) $773 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 5,655 Value ($000) $719 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 5,317 Value ($000) $811 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 5,281 Value ($000) $716 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 4,445 Value ($000) $655 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 4,661 Value ($000) $734 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 3,906 Value ($000) $487 Avg Close $96.02 Range $87.71 - $104.79

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2025	1,880	$730	$330.84	$264.29 - $386.62
Q3 2024	1,454	$569	$338.69	$301.40 - $389.91
Q2 2024	1,078	$359	$338.69	$308.78 - $372.10
Q1 2024	1,075	$394	$311.07	$268.51 - $357.70
Q4 2023	689	$204	$251.22	$216.95 - $290.10
Q4 2022	3,999	$958	$206.59	$156.72 - $232.83
Q3 2022	4,419	$725	$172.21	$151.58 - $189.11
Q2 2022	8,017	$1,433	$197.29	$164.98 - $221.91
Q1 2022	8,060	$1,796	$195.46	$167.60 - $214.37
Q4 2021	8,546	$1,956	$186.69	$173.30 - $200.95
Q3 2021	12,342	$2,495	$192.08	$172.62 - $206.58
Q2 2021	20,140	$4,383	$211.85	$188.71 - $226.53
Q1 2021	1,795	$416	$189.09	$163.90 - $217.37
Q4 2020	1,777	$346	$153.98	$129.92 - $167.14
Q3 2020	2,818	$472	$126.81	$112.24 - $141.22
Q2 2020	5,147	$712	$106.19	$89.90 - $125.54
Q1 2020	5,730	$629	$113.38	$77.78 - $132.89
Q4 2019	6,023	$890	$123.01	$102.69 - $131.46
Q3 2019	6,111	$772	$111.09	$97.87 - $122.22
Q2 2019	6,055	$825	$114.70	$103.20 - $125.83
Q1 2019	5,706	$773	$114.61	$103.38 - $123.15
Q4 2018	5,655	$719	$111.50	$96.19 - $135.93
Q3 2018	5,317	$811	$120.51	$110.40 - $134.53
Q2 2018	5,281	$716	$126.53	$112.48 - $137.00
Q1 2018	4,445	$655	$133.07	$120.49 - $146.01
Q4 2017	4,661	$734	$116.31	$103.45 - $133.20
Q3 2017	3,906	$487	$96.02	$87.71 - $104.79