CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Sharkey, Howes & Javer's Holding History (CIK: 0001642246)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 100 Value ($000) $14 Avg Close $114.70 Range $103.20 - $125.83
Q1 2019
Shares 100 Value ($000) $14 Avg Close $114.61 Range $103.38 - $123.15
Q4 2018
Shares 100 Value ($000) $13 Avg Close $111.50 Range $96.19 - $135.93
Q3 2018
Shares 100 Value ($000) $15 Avg Close $120.51 Range $110.40 - $134.53
Q2 2018
Shares 100 Value ($000) $14 Avg Close $126.53 Range $112.48 - $137.00
Q1 2018
Shares 100 Value ($000) $14 Avg Close $133.07 Range $120.49 - $146.01
Q4 2017
Shares 100 Value ($000) $16 Avg Close $116.31 Range $103.45 - $133.20
Q3 2017
Shares 100 Value ($000) $13 Avg Close $96.02 Range $87.71 - $104.79
Q2 2017
Shares 100 Value ($000) $11 Avg Close $84.05 Range $74.79 - $89.64
Q1 2017
Shares 100 Value ($000) $9 Avg Close $77.69 Range $74.24 - $81.74
Q4 2016
Shares 100 Value ($000) $9 Avg Close $73.74 Range $65.47 - $79.39
Q3 2016
Shares 100 Value ($000) $9 Avg Close $66.01 Range $58.78 - $71.89
Q2 2016
Shares 100 Value ($000) $8 Avg Close $59.82 Range $55.25 - $64.10
Q1 2016
Shares 100 Value ($000) $8 Avg Close $53.06 Range $44.66 - $61.22
Q4 2015
Shares 100 Value ($000) $7 Avg Close $54.58 Range $48.84 - $59.43
Q3 2015
Shares 268 Value ($000) $19 Avg Close $59.11 Range $48.76 - $65.71
Q2 2015
Shares 332 Value ($000) $28 Avg Close $65.86 Range $60.39 - $68.73