CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 4,952 Value ($000) $3,028 Avg Close $555.50 Range $469.79 - $627.50
Q3 2025
Shares 4,909 Value ($000) $2,503 Avg Close $425.39 Range $381.75 - $483.95
Q2 2025
Shares 4,656 Value ($000) $1,943 Avg Close $330.84 Range $264.29 - $386.62
Q1 2025
Shares 4,792 Value ($000) $1,580 Avg Close $351.95 Range $315.09 - $404.98
Q4 2024
Shares 4,804 Value ($000) $1,743 Avg Close $381.74 Range $351.93 - $412.27
Q3 2024
Shares 4,802 Value ($000) $1,878 Avg Close $338.69 Range $301.40 - $389.91
Q2 2024
Shares 4,381 Value ($000) $1,459 Avg Close $338.69 Range $308.78 - $372.10
Q1 2024
Shares 3,774 Value ($000) $1,306 Avg Close $311.07 Range $268.51 - $357.70
Q4 2023
Shares 4,225 Value ($000) $1,249 Avg Close $251.22 Range $216.95 - $290.10
Q3 2023
Shares 2,054 Value ($000) $561 Avg Close $261.47 Range $229.25 - $283.47
Q2 2023
Shares 3,666 Value ($000) $902 Avg Close $213.76 Range $195.84 - $240.81
Q1 2023
Shares 2,223 Value ($000) $509 Avg Close $230.59 Range $201.84 - $253.98
Q4 2022
Shares 3,877 Value ($000) $929 Avg Close $206.59 Range $156.72 - $232.83
Q3 2022
Shares 4,044 Value ($000) $663 Avg Close $172.21 Range $151.58 - $189.11
Q2 2022
Shares 3,677 Value ($000) $648 Avg Close $197.29 Range $164.98 - $221.91
Q1 2022
Shares 3,836 Value ($000) $855 Avg Close $195.46 Range $167.60 - $214.37
Q4 2021
Shares 3,998 Value ($000) $826 Avg Close $186.69 Range $173.30 - $200.95
Q3 2021
Shares 4,647 Value ($000) $892 Avg Close $192.08 Range $172.62 - $206.58
Q2 2021
Shares 4,100 Value ($000) $892 Avg Close $211.85 Range $188.71 - $226.53
Q1 2021
Shares 4,023 Value ($000) $933 Avg Close $189.09 Range $163.90 - $217.37
Q4 2020
Shares 3,979 Value ($000) $724 Avg Close $153.98 Range $129.92 - $167.14
Q2 2020
Shares 4,350 Value ($000) $550 Avg Close $106.19 Range $89.90 - $125.54
Q1 2020
Shares 3,290 Value ($000) $382 Avg Close $113.38 Range $77.78 - $132.89
Q4 2019
Shares 4,731 Value ($000) $699 Avg Close $123.01 Range $102.69 - $131.46
Q3 2019
Shares 6,915 Value ($000) $873 Avg Close $111.09 Range $97.87 - $122.22
Q2 2019
Shares 3,200 Value ($000) $436 Avg Close $114.70 Range $103.20 - $125.83
Q1 2019
Shares 2,253 Value ($000) $305 Avg Close $114.61 Range $103.38 - $123.15
Q3 2018
Shares 1,332 Value ($000) $203 Avg Close $120.51 Range $110.40 - $134.53
Q4 2017
Shares 1,669 Value ($000) $263 Avg Close $116.31 Range $103.45 - $133.20
Q3 2017
Shares 1,803 Value ($000) $225 Avg Close $96.02 Range $87.71 - $104.79
Q3 2014
Shares 3,312 Value ($000) $328 Avg Close $79.29 Range $73.57 - $83.32
Q2 2014
Shares 3,291 Value ($000) $358 Avg Close $78.02 Range $73.19 - $81.73
Q4 2012
Shares 6,912 Value ($000) $619 Avg Close — Range —
Q3 2012
Shares 7,199 Value ($000) $619 Avg Close — Range —
Q2 2012
Shares 7,284 Value ($000) $618 Avg Close — Range —