CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Cetera Investment Advisers's Holding History (CIK: 0001666741)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 287,922 Value ($000) $164,942 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 275,422 Value ($000) $131,418 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 232,978 Value ($000) $90,444 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 235,195 Value ($000) $77,567 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 233,524 Value ($000) $84,713 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 237,994 Value ($000) $93,084 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 235,859 Value ($000) $78,565 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 251,685 Value ($000) $92,225 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 77,355 Value ($000) $22,872 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 74,980 Value ($000) $20,470 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 70,597 Value ($000) $17,370 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 69,959 Value ($000) $16,009 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 65,556 Value ($000) $15,705 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 34,994 Value ($000) $5,742 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 51,478 Value ($000) $9,202 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 52,225 Value ($000) $11,637 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 52,303 Value ($000) $10,813 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 54,331 Value ($000) $10,430 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 47,633 Value ($000) $10,366 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 42,434 Value ($000) $9,839 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 42,150 Value ($000) $7,672 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 10,929 Value ($000) $1,630 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 11,431 Value ($000) $1,446 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 12,042 Value ($000) $1,397 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 11,755 Value ($000) $1,741 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 11,098 Value ($000) $1,402 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 11,597 Value ($000) $1,582 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 11,391 Value ($000) $1,550 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 11,082 Value ($000) $1,407 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 10,824 Value ($000) $1,648 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 11,562 Value ($000) $1,572 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 10,830 Value ($000) $1,593 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 10,716 Value ($000) $1,694 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 9,852 Value ($000) $1,220 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 8,897 Value ($000) $952 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 6,834 Value ($000) $633 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 6,097 Value ($000) $565 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 6,228 Value ($000) $552 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 6,684 Value ($000) $509 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 7,283 Value ($000) $560 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 3,439 Value ($000) $234 Avg Close $54.58 Range $48.84 - $59.43

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	287,922	$164,942	$555.50	$469.79 - $627.50
Q3 2025	275,422	$131,418	$425.39	$381.75 - $483.95
Q2 2025	232,978	$90,444	$330.84	$264.29 - $386.62
Q1 2025	235,195	$77,567	$351.95	$315.09 - $404.98
Q4 2024	233,524	$84,713	$381.74	$351.93 - $412.27
Q3 2024	237,994	$93,084	$338.69	$301.40 - $389.91
Q2 2024	235,859	$78,565	$338.69	$308.78 - $372.10
Q1 2024	251,685	$92,225	$311.07	$268.51 - $357.70
Q4 2023	77,355	$22,872	$251.22	$216.95 - $290.10
Q3 2023	74,980	$20,470	$261.47	$229.25 - $283.47
Q2 2023	70,597	$17,370	$213.76	$195.84 - $240.81
Q1 2023	69,959	$16,009	$230.59	$201.84 - $253.98
Q4 2022	65,556	$15,705	$206.59	$156.72 - $232.83
Q3 2022	34,994	$5,742	$172.21	$151.58 - $189.11
Q2 2022	51,478	$9,202	$197.29	$164.98 - $221.91
Q1 2022	52,225	$11,637	$195.46	$167.60 - $214.37
Q4 2021	52,303	$10,813	$186.69	$173.30 - $200.95
Q3 2021	54,331	$10,430	$192.08	$172.62 - $206.58
Q2 2021	47,633	$10,366	$211.85	$188.71 - $226.53
Q1 2021	42,434	$9,839	$189.09	$163.90 - $217.37
Q4 2020	42,150	$7,672	$153.98	$129.92 - $167.14
Q3 2020	10,929	$1,630	$126.81	$112.24 - $141.22
Q2 2020	11,431	$1,446	$106.19	$89.90 - $125.54
Q1 2020	12,042	$1,397	$113.38	$77.78 - $132.89
Q4 2019	11,755	$1,741	$123.01	$102.69 - $131.46
Q3 2019	11,098	$1,402	$111.09	$97.87 - $122.22
Q2 2019	11,597	$1,582	$114.70	$103.20 - $125.83
Q1 2019	11,391	$1,550	$114.61	$103.38 - $123.15
Q4 2018	11,082	$1,407	$111.50	$96.19 - $135.93
Q3 2018	10,824	$1,648	$120.51	$110.40 - $134.53
Q2 2018	11,562	$1,572	$126.53	$112.48 - $137.00
Q1 2018	10,830	$1,593	$133.07	$120.49 - $146.01
Q4 2017	10,716	$1,694	$116.31	$103.45 - $133.20
Q3 2017	9,852	$1,220	$96.02	$87.71 - $104.79
Q2 2017	8,897	$952	$84.05	$74.79 - $89.64
Q1 2017	6,834	$633	$77.69	$74.24 - $81.74
Q4 2016	6,097	$565	$73.74	$65.47 - $79.39
Q3 2016	6,228	$552	$66.01	$58.78 - $71.89
Q2 2016	6,684	$509	$59.82	$55.25 - $64.10
Q1 2016	7,283	$560	$53.06	$44.66 - $61.22
Q4 2015	3,439	$234	$54.58	$48.84 - $59.43