CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Vivaldi Capital Management LP's Holding History (CIK: 0001682021)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 12,997 Value ($000) $7,446 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 14,139 Value ($000) $6,746 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 16,498 Value ($000) $6,405 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 16,601 Value ($000) $5,475 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 17,336 Value ($000) $6,839 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 622 Value ($000) $243 Avg Close $338.69 Range $301.40 - $389.91

Q4 2020

Shares 2,089 Value ($000) $380 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 2,013 Value ($000) $346 Avg Close $126.81 Range $112.24 - $141.22

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	12,997	$7,446	$555.50	$469.79 - $627.50
Q3 2025	14,139	$6,746	$425.39	$381.75 - $483.95
Q2 2025	16,498	$6,405	$330.84	$264.29 - $386.62
Q1 2025	16,601	$5,475	$351.95	$315.09 - $404.98
Q4 2024	17,336	$6,839	$381.74	$351.93 - $412.27
Q3 2024	622	$243	$338.69	$301.40 - $389.91
Q4 2020	2,089	$380	$153.98	$129.92 - $167.14
Q3 2020	2,013	$346	$126.81	$112.24 - $141.22