CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

HMS Capital Management, LLC's Holding History (CIK: 0001689470)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 2,900 Value ($000) $369 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 5,006 Value ($000) $763 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 4,383 Value ($000) $595 Avg Close $126.53 Range $112.48 - $137.00

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	2,900	$369	$111.50	$96.19 - $135.93
Q3 2018	5,006	$763	$120.51	$110.40 - $134.53
Q2 2018	4,383	$595	$126.53	$112.48 - $137.00