CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Parallel Advisors, LLC's Holding History (CIK: 0001690010)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 12,292 Value ($000) $7,042 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 9,586 Value ($000) $4,574 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 10,318 Value ($000) $4,006 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 10,230 Value ($000) $3,374 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 10,096 Value ($000) $3,663 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 9,305 Value ($000) $3,640 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 7,992 Value ($000) $2,662 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 8,197 Value ($000) $3,004 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 6,595 Value ($000) $1,950 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 7,001 Value ($000) $1,911 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 6,917 Value ($000) $1,702 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 7,343 Value ($000) $1,680 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 6,969 Value ($000) $1,670 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 6,545 Value ($000) $1,074 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 6,719 Value ($000) $1,201 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 6,891 Value ($000) $1,537 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 6,899 Value ($000) $1,426 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 6,644 Value ($000) $1,275 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 6,554 Value ($000) $1,426 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 5,901 Value ($000) $1,368 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 5,118 Value ($000) $932 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 5,039 Value ($000) $752 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 4,183 Value ($000) $529 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 4,011 Value ($000) $465 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 5,134 Value ($000) $758 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 5,148 Value ($000) $650 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 4,863 Value ($000) $663 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 4,497 Value ($000) $609 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 4,469 Value ($000) $567 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 4,934 Value ($000) $752 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 2,907 Value ($000) $394 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 2,870 Value ($000) $423 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 3,930 Value ($000) $619 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 2,427 Value ($000) $331 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 2,386 Value ($000) $272 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 2,132 Value ($000) $216 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 1,534 Value ($000) $142 Avg Close $73.74 Range $65.47 - $79.39

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	12,292	$7,042	$555.50	$469.79 - $627.50
Q3 2025	9,586	$4,574	$425.39	$381.75 - $483.95
Q2 2025	10,318	$4,006	$330.84	$264.29 - $386.62
Q1 2025	10,230	$3,374	$351.95	$315.09 - $404.98
Q4 2024	10,096	$3,663	$381.74	$351.93 - $412.27
Q3 2024	9,305	$3,640	$338.69	$301.40 - $389.91
Q2 2024	7,992	$2,662	$338.69	$308.78 - $372.10
Q1 2024	8,197	$3,004	$311.07	$268.51 - $357.70
Q4 2023	6,595	$1,950	$251.22	$216.95 - $290.10
Q3 2023	7,001	$1,911	$261.47	$229.25 - $283.47
Q2 2023	6,917	$1,702	$213.76	$195.84 - $240.81
Q1 2023	7,343	$1,680	$230.59	$201.84 - $253.98
Q4 2022	6,969	$1,670	$206.59	$156.72 - $232.83
Q3 2022	6,545	$1,074	$172.21	$151.58 - $189.11
Q2 2022	6,719	$1,201	$197.29	$164.98 - $221.91
Q1 2022	6,891	$1,537	$195.46	$167.60 - $214.37
Q4 2021	6,899	$1,426	$186.69	$173.30 - $200.95
Q3 2021	6,644	$1,275	$192.08	$172.62 - $206.58
Q2 2021	6,554	$1,426	$211.85	$188.71 - $226.53
Q1 2021	5,901	$1,368	$189.09	$163.90 - $217.37
Q4 2020	5,118	$932	$153.98	$129.92 - $167.14
Q3 2020	5,039	$752	$126.81	$112.24 - $141.22
Q2 2020	4,183	$529	$106.19	$89.90 - $125.54
Q1 2020	4,011	$465	$113.38	$77.78 - $132.89
Q4 2019	5,134	$758	$123.01	$102.69 - $131.46
Q3 2019	5,148	$650	$111.09	$97.87 - $122.22
Q2 2019	4,863	$663	$114.70	$103.20 - $125.83
Q1 2019	4,497	$609	$114.61	$103.38 - $123.15
Q4 2018	4,469	$567	$111.50	$96.19 - $135.93
Q3 2018	4,934	$752	$120.51	$110.40 - $134.53
Q2 2018	2,907	$394	$126.53	$112.48 - $137.00
Q1 2018	2,870	$423	$133.07	$120.49 - $146.01
Q4 2017	3,930	$619	$116.31	$103.45 - $133.20
Q3 2017	2,427	$331	$96.02	$87.71 - $104.79
Q2 2017	2,386	$272	$84.05	$74.79 - $89.64
Q1 2017	2,132	$216	$77.69	$74.24 - $81.74
Q4 2016	1,534	$142	$73.74	$65.47 - $79.39