CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Independent Advisor Alliance's Holding History (CIK: 0001696899)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 49,590 Value ($000) $28,408 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 46,710 Value ($000) $22,287 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 44,619 Value ($000) $17,322 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 46,046 Value ($000) $15,186 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 49,559 Value ($000) $17,978 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 48,366 Value ($000) $18,917 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 49,959 Value ($000) $16,641 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 52,006 Value ($000) $19,057 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 57,224 Value ($000) $16,919 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 58,373 Value ($000) $15,936 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 59,214 Value ($000) $14,569 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 60,730 Value ($000) $13,898 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 65,120 Value ($000) $356 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 65,308 Value ($000) $10,715 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 64,351 Value ($000) $11,503 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 66,081 Value ($000) $14,725 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 66,229 Value ($000) $13,692 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 63,437 Value ($000) $12,178 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 70,136 Value ($000) $15,264 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 71,483 Value ($000) $16,575 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 60,337 Value ($000) $10,983 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 58,069 Value ($000) $8,704 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 21,328 Value ($000) $2,713 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 27,098 Value ($000) $3,144 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 19,109 Value ($000) $2,822 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 15,916 Value ($000) $2,010 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 16,040 Value ($000) $2,186 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 16,285 Value ($000) $2,206 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 16,632 Value ($000) $2,113 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 14,935 Value ($000) $1,970 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 17,438 Value ($000) $2,099 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 27,839 Value ($000) $3,999 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 28,932 Value ($000) $4,803 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 24,806 Value ($000) $3,147 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 32,478 Value ($000) $2,344 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 8,473 Value ($000) $798 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 6,286 Value ($000) $595 Avg Close $73.74 Range $65.47 - $79.39

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	49,590	$28,408	$555.50	$469.79 - $627.50
Q3 2025	46,710	$22,287	$425.39	$381.75 - $483.95
Q2 2025	44,619	$17,322	$330.84	$264.29 - $386.62
Q1 2025	46,046	$15,186	$351.95	$315.09 - $404.98
Q4 2024	49,559	$17,978	$381.74	$351.93 - $412.27
Q3 2024	48,366	$18,917	$338.69	$301.40 - $389.91
Q2 2024	49,959	$16,641	$338.69	$308.78 - $372.10
Q1 2024	52,006	$19,057	$311.07	$268.51 - $357.70
Q4 2023	57,224	$16,919	$251.22	$216.95 - $290.10
Q3 2023	58,373	$15,936	$261.47	$229.25 - $283.47
Q2 2023	59,214	$14,569	$213.76	$195.84 - $240.81
Q1 2023	60,730	$13,898	$230.59	$201.84 - $253.98
Q4 2022	65,120	$356	$206.59	$156.72 - $232.83
Q3 2022	65,308	$10,715	$172.21	$151.58 - $189.11
Q2 2022	64,351	$11,503	$197.29	$164.98 - $221.91
Q1 2022	66,081	$14,725	$195.46	$167.60 - $214.37
Q4 2021	66,229	$13,692	$186.69	$173.30 - $200.95
Q3 2021	63,437	$12,178	$192.08	$172.62 - $206.58
Q2 2021	70,136	$15,264	$211.85	$188.71 - $226.53
Q1 2021	71,483	$16,575	$189.09	$163.90 - $217.37
Q4 2020	60,337	$10,983	$153.98	$129.92 - $167.14
Q3 2020	58,069	$8,704	$126.81	$112.24 - $141.22
Q2 2020	21,328	$2,713	$106.19	$89.90 - $125.54
Q1 2020	27,098	$3,144	$113.38	$77.78 - $132.89
Q4 2019	19,109	$2,822	$123.01	$102.69 - $131.46
Q3 2019	15,916	$2,010	$111.09	$97.87 - $122.22
Q2 2019	16,040	$2,186	$114.70	$103.20 - $125.83
Q1 2019	16,285	$2,206	$114.61	$103.38 - $123.15
Q4 2018	16,632	$2,113	$111.50	$96.19 - $135.93
Q3 2018	14,935	$1,970	$120.51	$110.40 - $134.53
Q2 2018	17,438	$2,099	$126.53	$112.48 - $137.00
Q1 2018	27,839	$3,999	$133.07	$120.49 - $146.01
Q4 2017	28,932	$4,803	$116.31	$103.45 - $133.20
Q3 2017	24,806	$3,147	$96.02	$87.71 - $104.79
Q2 2017	32,478	$2,344	$84.05	$74.79 - $89.64
Q1 2017	8,473	$798	$77.69	$74.24 - $81.74
Q4 2016	6,286	$595	$73.74	$65.47 - $79.39