CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Perennial Advisors, LLC's Holding History (CIK: 0001697360)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021

Shares 62 Value ($000) $13 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 62 Value ($000) $14 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 65 Value ($000) $12 Avg Close $153.98 Range $129.92 - $167.14

Q4 2016

Shares 238 Value ($000) $22 Avg Close $73.74 Range $65.47 - $79.39

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2021	62	$13	$211.85	$188.71 - $226.53
Q1 2021	62	$14	$189.09	$163.90 - $217.37
Q4 2020	65	$12	$153.98	$129.92 - $167.14
Q4 2016	238	$22	$73.74	$65.47 - $79.39