CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

AE Wealth Management LLC's Holding History (CIK: 0001697723)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 24,514 Value ($000) $14,044 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 23,035 Value ($000) $10,991 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 19,876 Value ($000) $7,716 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 18,801 Value ($000) $6,201 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 25,173 Value ($000) $9,132 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 24,788 Value ($000) $9,695 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 23,025 Value ($000) $7,670 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 18,436 Value ($000) $6,756 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 103,700 Value ($000) $31,051 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 90,701 Value ($000) $24,761 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 74,808 Value ($000) $18,407 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 97,393 Value ($000) $22,287 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 108,988 Value ($000) $26,109 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 94,464 Value ($000) $15,500 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 85,531 Value ($000) $15,290 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 71,398 Value ($000) $15,909 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 73,998 Value ($000) $15,298 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 46,919 Value ($000) $9,007 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 44,878 Value ($000) $9,767 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 44,348 Value ($000) $10,283 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 37,473 Value ($000) $6,821 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 37,370 Value ($000) $5,574 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 42,902 Value ($000) $5,427 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 52,293 Value ($000) $6,068 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 44,508 Value ($000) $6,573 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 35,731 Value ($000) $4,513 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 43,357 Value ($000) $5,909 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 22,932 Value ($000) $3,107 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 18,465 Value ($000) $2,346 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 22,419 Value ($000) $3,419 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 20,113 Value ($000) $2,729 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 13,422 Value ($000) $1,978 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 9,831 Value ($000) $1,549 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 16,397 Value ($000) $2,045 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 18,353 Value ($000) $1,972 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 18,660 Value ($000) $1,731 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 9,336 Value ($000) $866 Avg Close $73.74 Range $65.47 - $79.39

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	24,514	$14,044	$555.50	$469.79 - $627.50
Q3 2025	23,035	$10,991	$425.39	$381.75 - $483.95
Q2 2025	19,876	$7,716	$330.84	$264.29 - $386.62
Q1 2025	18,801	$6,201	$351.95	$315.09 - $404.98
Q4 2024	25,173	$9,132	$381.74	$351.93 - $412.27
Q3 2024	24,788	$9,695	$338.69	$301.40 - $389.91
Q2 2024	23,025	$7,670	$338.69	$308.78 - $372.10
Q1 2024	18,436	$6,756	$311.07	$268.51 - $357.70
Q4 2023	103,700	$31,051	$251.22	$216.95 - $290.10
Q3 2023	90,701	$24,761	$261.47	$229.25 - $283.47
Q2 2023	74,808	$18,407	$213.76	$195.84 - $240.81
Q1 2023	97,393	$22,287	$230.59	$201.84 - $253.98
Q4 2022	108,988	$26,109	$206.59	$156.72 - $232.83
Q3 2022	94,464	$15,500	$172.21	$151.58 - $189.11
Q2 2022	85,531	$15,290	$197.29	$164.98 - $221.91
Q1 2022	71,398	$15,909	$195.46	$167.60 - $214.37
Q4 2021	73,998	$15,298	$186.69	$173.30 - $200.95
Q3 2021	46,919	$9,007	$192.08	$172.62 - $206.58
Q2 2021	44,878	$9,767	$211.85	$188.71 - $226.53
Q1 2021	44,348	$10,283	$189.09	$163.90 - $217.37
Q4 2020	37,473	$6,821	$153.98	$129.92 - $167.14
Q3 2020	37,370	$5,574	$126.81	$112.24 - $141.22
Q2 2020	42,902	$5,427	$106.19	$89.90 - $125.54
Q1 2020	52,293	$6,068	$113.38	$77.78 - $132.89
Q4 2019	44,508	$6,573	$123.01	$102.69 - $131.46
Q3 2019	35,731	$4,513	$111.09	$97.87 - $122.22
Q2 2019	43,357	$5,909	$114.70	$103.20 - $125.83
Q1 2019	22,932	$3,107	$114.61	$103.38 - $123.15
Q4 2018	18,465	$2,346	$111.50	$96.19 - $135.93
Q3 2018	22,419	$3,419	$120.51	$110.40 - $134.53
Q2 2018	20,113	$2,729	$126.53	$112.48 - $137.00
Q1 2018	13,422	$1,978	$133.07	$120.49 - $146.01
Q4 2017	9,831	$1,549	$116.31	$103.45 - $133.20
Q3 2017	16,397	$2,045	$96.02	$87.71 - $104.79
Q2 2017	18,353	$1,972	$84.05	$74.79 - $89.64
Q1 2017	18,660	$1,731	$77.69	$74.24 - $81.74
Q4 2016	9,336	$866	$73.74	$65.47 - $79.39