CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

ARK Investment Management LLC's Holding History (CIK: 0001697748)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 34,168 Value ($000) $19,574 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 31,144 Value ($000) $14,860 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 27,876 Value ($000) $10,822 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 20,857 Value ($000) $6,879 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 20,856 Value ($000) $7,566 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 21,612 Value ($000) $8,453 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 24,468 Value ($000) $8,150 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 42,616 Value ($000) $15,616 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 65,864 Value ($000) $19,474 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 69,109 Value ($000) $18,867 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 74,339 Value ($000) $18,291 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 71,304 Value ($000) $16,317 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 82,270 Value ($000) $19,709 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 96,189 Value ($000) $15,783 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 103,129 Value ($000) $22,260 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 111,481 Value ($000) $24,840 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 144,201 Value ($000) $29,812 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 217,865 Value ($000) $41,824 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 244,806 Value ($000) $53,277 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 381,967 Value ($000) $88,567 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 249,604 Value ($000) $45,433 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 123,641 Value ($000) $18,441 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 63,497 Value ($000) $8,032 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 26,577 Value ($000) $3,084 Avg Close $113.38 Range $77.78 - $132.89

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	34,168	$19,574	$555.50	$469.79 - $627.50
Q3 2025	31,144	$14,860	$425.39	$381.75 - $483.95
Q2 2025	27,876	$10,822	$330.84	$264.29 - $386.62
Q1 2025	20,857	$6,879	$351.95	$315.09 - $404.98
Q4 2024	20,856	$7,566	$381.74	$351.93 - $412.27
Q3 2024	21,612	$8,453	$338.69	$301.40 - $389.91
Q2 2024	24,468	$8,150	$338.69	$308.78 - $372.10
Q1 2024	42,616	$15,616	$311.07	$268.51 - $357.70
Q4 2023	65,864	$19,474	$251.22	$216.95 - $290.10
Q3 2023	69,109	$18,867	$261.47	$229.25 - $283.47
Q2 2023	74,339	$18,291	$213.76	$195.84 - $240.81
Q1 2023	71,304	$16,317	$230.59	$201.84 - $253.98
Q4 2022	82,270	$19,709	$206.59	$156.72 - $232.83
Q3 2022	96,189	$15,783	$172.21	$151.58 - $189.11
Q2 2022	103,129	$22,260	$197.29	$164.98 - $221.91
Q1 2022	111,481	$24,840	$195.46	$167.60 - $214.37
Q4 2021	144,201	$29,812	$186.69	$173.30 - $200.95
Q3 2021	217,865	$41,824	$192.08	$172.62 - $206.58
Q2 2021	244,806	$53,277	$211.85	$188.71 - $226.53
Q1 2021	381,967	$88,567	$189.09	$163.90 - $217.37
Q4 2020	249,604	$45,433	$153.98	$129.92 - $167.14
Q3 2020	123,641	$18,441	$126.81	$112.24 - $141.22
Q2 2020	63,497	$8,032	$106.19	$89.90 - $125.54
Q1 2020	26,577	$3,084	$113.38	$77.78 - $132.89