CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Flaharty Asset Management, LLC's Holding History (CIK: 0001697882)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 4,250 Value ($000) $2,435 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 4,250 Value ($000) $2,028 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 4,292 Value ($000) $1,666 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 4,342 Value ($000) $1,432 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 4,597 Value ($000) $1,668 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 4,637 Value ($000) $1,814 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 4,637 Value ($000) $1,545 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 4,637 Value ($000) $1,699 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 4,698 Value ($000) $1,389 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 4,698 Value ($000) $1,283 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 5,185 Value ($000) $1,276 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 5,408 Value ($000) $1,238 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 5,385 Value ($000) $1,290 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 5,785 Value ($000) $949 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 5,785 Value ($000) $1,034 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 4,135 Value ($000) $921 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 4,635 Value ($000) $958 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 4,635 Value ($000) $890 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 4,715 Value ($000) $1,026 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 4,835 Value ($000) $1,121 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 3,935 Value ($000) $716 Avg Close $153.98 Range $129.92 - $167.14

Q4 2018

Shares 2,076 Value ($000) $264 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 1,950 Value ($000) $297 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 2,040 Value ($000) $277 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 3,900 Value ($000) $561 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 5,949 Value ($000) $238 Avg Close $116.31 Range $103.45 - $133.20

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	4,250	$2,435	$555.50	$469.79 - $627.50
Q3 2025	4,250	$2,028	$425.39	$381.75 - $483.95
Q2 2025	4,292	$1,666	$330.84	$264.29 - $386.62
Q1 2025	4,342	$1,432	$351.95	$315.09 - $404.98
Q4 2024	4,597	$1,668	$381.74	$351.93 - $412.27
Q3 2024	4,637	$1,814	$338.69	$301.40 - $389.91
Q2 2024	4,637	$1,545	$338.69	$308.78 - $372.10
Q1 2024	4,637	$1,699	$311.07	$268.51 - $357.70
Q4 2023	4,698	$1,389	$251.22	$216.95 - $290.10
Q3 2023	4,698	$1,283	$261.47	$229.25 - $283.47
Q2 2023	5,185	$1,276	$213.76	$195.84 - $240.81
Q1 2023	5,408	$1,238	$230.59	$201.84 - $253.98
Q4 2022	5,385	$1,290	$206.59	$156.72 - $232.83
Q3 2022	5,785	$949	$172.21	$151.58 - $189.11
Q2 2022	5,785	$1,034	$197.29	$164.98 - $221.91
Q1 2022	4,135	$921	$195.46	$167.60 - $214.37
Q4 2021	4,635	$958	$186.69	$173.30 - $200.95
Q3 2021	4,635	$890	$192.08	$172.62 - $206.58
Q2 2021	4,715	$1,026	$211.85	$188.71 - $226.53
Q1 2021	4,835	$1,121	$189.09	$163.90 - $217.37
Q4 2020	3,935	$716	$153.98	$129.92 - $167.14
Q4 2018	2,076	$264	$111.50	$96.19 - $135.93
Q3 2018	1,950	$297	$120.51	$110.40 - $134.53
Q2 2018	2,040	$277	$126.53	$112.48 - $137.00
Q1 2018	3,900	$561	$133.07	$120.49 - $146.01
Q4 2017	5,949	$238	$116.31	$103.45 - $133.20