CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Holocene Advisors, LP's Holding History (CIK: 0001700574)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023

Shares 320,619 Value ($000) $87,529 Avg Close $261.47 Range $229.25 - $283.47

Q4 2018

Shares 750,194 Value ($000) $95,327 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 369,952 Value ($000) $56,414 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 55,229 Value ($000) $7,493 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 432,156 Value ($000) $63,691 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 85,524 Value ($000) $13,477 Avg Close $116.31 Range $103.45 - $133.20

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2023	320,619	$87,529	$261.47	$229.25 - $283.47
Q4 2018	750,194	$95,327	$111.50	$96.19 - $135.93
Q3 2018	369,952	$56,414	$120.51	$110.40 - $134.53
Q2 2018	55,229	$7,493	$126.53	$112.48 - $137.00
Q1 2018	432,156	$63,691	$133.07	$120.49 - $146.01
Q4 2017	85,524	$13,477	$116.31	$103.45 - $133.20