CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 2,400 Value ($000) $1,375 Avg Close $555.50 Range $469.79 - $627.50

Q1 2025

Shares 250 Value ($000) $82 Avg Close $351.95 Range $315.09 - $404.98

Q2 2024

Shares 440 Value ($000) $147 Avg Close $338.69 Range $308.78 - $372.10

Q4 2022

Shares 4,000 Value ($000) $958 Avg Close $206.59 Range $156.72 - $232.83

Q3 2021

Shares 34,000 Value ($000) $6,527 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 22,950 Value ($000) $4,993 Avg Close $211.85 Range $188.71 - $226.53

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	2,400	$1,375	$555.50	$469.79 - $627.50
Q1 2025	250	$82	$351.95	$315.09 - $404.98
Q2 2024	440	$147	$338.69	$308.78 - $372.10
Q4 2022	4,000	$958	$206.59	$156.72 - $232.83
Q3 2021	34,000	$6,527	$192.08	$172.62 - $206.58
Q2 2021	22,950	$4,993	$211.85	$188.71 - $226.53