CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Kovack Advisors, Inc.'s Holding History (CIK: 0001728321)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 6,988 Value ($000) $4,003 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 4,212 Value ($000) $2,010 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 4,559 Value ($000) $1,770 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 4,515 Value ($000) $1,489 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 5,294 Value ($000) $1,920 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 5,999 Value ($000) $2,346 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 5,960 Value ($000) $1,985 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 5,271 Value ($000) $1,931 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 5,182 Value ($000) $1,532 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 5,300 Value ($000) $1,447 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 4,452 Value ($000) $1,096 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 4,540 Value ($000) $1,039 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 4,325 Value ($000) $1,036 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 4,881 Value ($000) $801 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 4,849 Value ($000) $867 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 5,664 Value ($000) $1,261 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 4,913 Value ($000) $1,016 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 5,201 Value ($000) $998 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 4,903 Value ($000) $1,067 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 5,565 Value ($000) $1,290 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 4,227 Value ($000) $769 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 3,195 Value ($000) $477 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 2,920 Value ($000) $369 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 4,613 Value ($000) $535 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 5,345 Value ($000) $789 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 5,446 Value ($000) $688 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 5,618 Value ($000) $766 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 5,697 Value ($000) $772 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 5,537 Value ($000) $704 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 4,254 Value ($000) $649 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 5,093 Value ($000) $691 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 8,209 Value ($000) $1,210 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 5,400 Value ($000) $851 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 3,968 Value ($000) $495 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 4,318 Value ($000) $464 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 2,336 Value ($000) $217 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 2,819 Value ($000) $261 Avg Close $73.74 Range $65.47 - $79.39

Q2 2016

Shares 4,786 Value ($000) $363 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 6,019 Value ($000) $461 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 4,458 Value ($000) $303 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 4,014 Value ($000) $262 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 2,363 Value ($000) $200 Avg Close $65.86 Range $60.39 - $68.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	6,988	$4,003	$555.50	$469.79 - $627.50
Q3 2025	4,212	$2,010	$425.39	$381.75 - $483.95
Q2 2025	4,559	$1,770	$330.84	$264.29 - $386.62
Q1 2025	4,515	$1,489	$351.95	$315.09 - $404.98
Q4 2024	5,294	$1,920	$381.74	$351.93 - $412.27
Q3 2024	5,999	$2,346	$338.69	$301.40 - $389.91
Q2 2024	5,960	$1,985	$338.69	$308.78 - $372.10
Q1 2024	5,271	$1,931	$311.07	$268.51 - $357.70
Q4 2023	5,182	$1,532	$251.22	$216.95 - $290.10
Q3 2023	5,300	$1,447	$261.47	$229.25 - $283.47
Q2 2023	4,452	$1,096	$213.76	$195.84 - $240.81
Q1 2023	4,540	$1,039	$230.59	$201.84 - $253.98
Q4 2022	4,325	$1,036	$206.59	$156.72 - $232.83
Q3 2022	4,881	$801	$172.21	$151.58 - $189.11
Q2 2022	4,849	$867	$197.29	$164.98 - $221.91
Q1 2022	5,664	$1,261	$195.46	$167.60 - $214.37
Q4 2021	4,913	$1,016	$186.69	$173.30 - $200.95
Q3 2021	5,201	$998	$192.08	$172.62 - $206.58
Q2 2021	4,903	$1,067	$211.85	$188.71 - $226.53
Q1 2021	5,565	$1,290	$189.09	$163.90 - $217.37
Q4 2020	4,227	$769	$153.98	$129.92 - $167.14
Q3 2020	3,195	$477	$126.81	$112.24 - $141.22
Q2 2020	2,920	$369	$106.19	$89.90 - $125.54
Q1 2020	4,613	$535	$113.38	$77.78 - $132.89
Q4 2019	5,345	$789	$123.01	$102.69 - $131.46
Q3 2019	5,446	$688	$111.09	$97.87 - $122.22
Q2 2019	5,618	$766	$114.70	$103.20 - $125.83
Q1 2019	5,697	$772	$114.61	$103.38 - $123.15
Q4 2018	5,537	$704	$111.50	$96.19 - $135.93
Q3 2018	4,254	$649	$120.51	$110.40 - $134.53
Q2 2018	5,093	$691	$126.53	$112.48 - $137.00
Q1 2018	8,209	$1,210	$133.07	$120.49 - $146.01
Q4 2017	5,400	$851	$116.31	$103.45 - $133.20
Q3 2017	3,968	$495	$96.02	$87.71 - $104.79
Q2 2017	4,318	$464	$84.05	$74.79 - $89.64
Q1 2017	2,336	$217	$77.69	$74.24 - $81.74
Q4 2016	2,819	$261	$73.74	$65.47 - $79.39
Q2 2016	4,786	$363	$59.82	$55.25 - $64.10
Q1 2016	6,019	$461	$53.06	$44.66 - $61.22
Q4 2015	4,458	$303	$54.58	$48.84 - $59.43
Q3 2015	4,014	$262	$59.11	$48.76 - $65.71
Q2 2015	2,363	$200	$65.86	$60.39 - $68.73