CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Prime Capital Investment Advisors, LLC's Holding History (CIK: 0001731446)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 27,344 Value ($000) $15,665 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 25,547 Value ($000) $12,190 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 28,287 Value ($000) $10,981 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 29,982 Value ($000) $9,888 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 25,736 Value ($000) $9,336 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 29,069 Value ($000) $11,369 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 26,941 Value ($000) $8,974 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 28,329 Value ($000) $10,381 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 28,341 Value ($000) $8,380 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 25,452 Value ($000) $6,948 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 40,403 Value ($000) $9,941 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 38,103 Value ($000) $8,720 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 16,252 Value ($000) $3,893 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 9,224 Value ($000) $1,514 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 8,409 Value ($000) $1,503 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 23,710 Value ($000) $4,902 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 23,751 Value ($000) $4,910 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 32,838 Value ($000) $6,304 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 46,071 Value ($000) $10,026 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 48,435 Value ($000) $11,231 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 18,107 Value ($000) $3,296 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 17,383 Value ($000) $2,593 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 3,082 Value ($000) $390 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 12,938 Value ($000) $1,501 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 13,711 Value ($000) $2,025 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 1,960 Value ($000) $248 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 18,685 Value ($000) $2,547 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 5,556 Value ($000) $753 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 6,861 Value ($000) $872 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 9,710 Value ($000) $1,481 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 10,184 Value ($000) $1,382 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 5,500 Value ($000) $811 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 2,200 Value ($000) $347 Avg Close $116.31 Range $103.45 - $133.20

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	27,344	$15,665	$555.50	$469.79 - $627.50
Q3 2025	25,547	$12,190	$425.39	$381.75 - $483.95
Q2 2025	28,287	$10,981	$330.84	$264.29 - $386.62
Q1 2025	29,982	$9,888	$351.95	$315.09 - $404.98
Q4 2024	25,736	$9,336	$381.74	$351.93 - $412.27
Q3 2024	29,069	$11,369	$338.69	$301.40 - $389.91
Q2 2024	26,941	$8,974	$338.69	$308.78 - $372.10
Q1 2024	28,329	$10,381	$311.07	$268.51 - $357.70
Q4 2023	28,341	$8,380	$251.22	$216.95 - $290.10
Q3 2023	25,452	$6,948	$261.47	$229.25 - $283.47
Q2 2023	40,403	$9,941	$213.76	$195.84 - $240.81
Q1 2023	38,103	$8,720	$230.59	$201.84 - $253.98
Q4 2022	16,252	$3,893	$206.59	$156.72 - $232.83
Q3 2022	9,224	$1,514	$172.21	$151.58 - $189.11
Q2 2022	8,409	$1,503	$197.29	$164.98 - $221.91
Q1 2022	23,710	$4,902	$195.46	$167.60 - $214.37
Q4 2021	23,751	$4,910	$186.69	$173.30 - $200.95
Q3 2021	32,838	$6,304	$192.08	$172.62 - $206.58
Q2 2021	46,071	$10,026	$211.85	$188.71 - $226.53
Q1 2021	48,435	$11,231	$189.09	$163.90 - $217.37
Q4 2020	18,107	$3,296	$153.98	$129.92 - $167.14
Q3 2020	17,383	$2,593	$126.81	$112.24 - $141.22
Q2 2020	3,082	$390	$106.19	$89.90 - $125.54
Q1 2020	12,938	$1,501	$113.38	$77.78 - $132.89
Q4 2019	13,711	$2,025	$123.01	$102.69 - $131.46
Q3 2019	1,960	$248	$111.09	$97.87 - $122.22
Q2 2019	18,685	$2,547	$114.70	$103.20 - $125.83
Q1 2019	5,556	$753	$114.61	$103.38 - $123.15
Q4 2018	6,861	$872	$111.50	$96.19 - $135.93
Q3 2018	9,710	$1,481	$120.51	$110.40 - $134.53
Q2 2018	10,184	$1,382	$126.53	$112.48 - $137.00
Q1 2018	5,500	$811	$133.07	$120.49 - $146.01
Q4 2017	2,200	$347	$116.31	$103.45 - $133.20