CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Q3 Asset Management's Holding History (CIK: 0001732543)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 6,889 Value ($000) $4 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 762 Value ($000) $0 Avg Close $425.39 Range $381.75 - $483.95

Q1 2024

Shares 843 Value ($000) $0 Avg Close $311.07 Range $268.51 - $357.70

Q3 2023

Shares 958 Value ($000) $0 Avg Close $261.47 Range $229.25 - $283.47

Q4 2022

Shares 4,830 Value ($000) $1 Avg Close $206.59 Range $156.72 - $232.83

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	6,889	$4	$555.50	$469.79 - $627.50
Q3 2025	762	$0	$425.39	$381.75 - $483.95
Q1 2024	843	$0	$311.07	$268.51 - $357.70
Q3 2023	958	$0	$261.47	$229.25 - $283.47
Q4 2022	4,830	$1	$206.59	$156.72 - $232.83