CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Arnhold LLC's Holding History (CIK: 0001733755)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 26,098 Value ($000) $3,316 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 18,591 Value ($000) $2,835 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 23,580 Value ($000) $3,199 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 105,456 Value ($000) $6,395 Avg Close $133.07 Range $120.49 - $146.01

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	26,098	$3,316	$111.50	$96.19 - $135.93
Q3 2018	18,591	$2,835	$120.51	$110.40 - $134.53
Q2 2018	23,580	$3,199	$126.53	$112.48 - $137.00
Q1 2018	105,456	$6,395	$133.07	$120.49 - $146.01