CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Winthrop Partners - WNY, LLC's Holding History (CIK: 0001734109)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 8,000 Value ($000) $1,010,480 Avg Close $111.09 Range $97.87 - $122.22
Q2 2019
Shares 8,000 Value ($000) $1,090,320 Avg Close $114.70 Range $103.20 - $125.83
Q1 2019
Shares 8,000 Value ($000) $1,122,000 Avg Close $114.61 Range $103.38 - $123.15
Q4 2018
Shares 8,000 Value ($000) $1,016,560 Avg Close $111.50 Range $96.19 - $135.93
Q3 2018
Shares 8,000 Value ($000) $1,219,920 Avg Close $120.51 Range $110.40 - $134.53
Q2 2018
Shares 8,000 Value ($000) $1,085,360 Avg Close $126.53 Range $112.48 - $137.00
Q1 2018
Shares 8,000 Value ($000) $1,144,640 Avg Close $133.07 Range $120.49 - $146.01
Q4 2017
Shares 8,000 Value ($000) $1,266,000 Avg Close $116.31 Range $103.45 - $133.20