CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Integrated Wealth Concepts LLC's Holding History (CIK: 0001737109)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 12,996 Value ($000) $7,445 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 21,005 Value ($000) $10,022 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 18,782 Value ($000) $7,291 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 20,064 Value ($000) $6,617 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 18,224 Value ($000) $6,611 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 15,440 Value ($000) $6,039 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 15,426 Value ($000) $5,138 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 16,478 Value ($000) $6,038 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 14,722 Value ($000) $4,353 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 16,387 Value ($000) $4,474 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 15,792 Value ($000) $3,886 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 11,775 Value ($000) $3 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 6,833 Value ($000) $2 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 6,757 Value ($000) $1,109 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 7,318 Value ($000) $1,308 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 7,791 Value ($000) $1,736 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 7,847 Value ($000) $1,622 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 7,007 Value ($000) $1,345 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 6,431 Value ($000) $1,400 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 5,467 Value ($000) $1,268 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 5,642 Value ($000) $1,027 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 5,526 Value ($000) $824 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 4,367 Value ($000) $552 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 5,324 Value ($000) $618 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 4,547 Value ($000) $671 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 2,377 Value ($000) $300 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 2,071 Value ($000) $269 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 2,001 Value ($000) $271 Avg Close $114.61 Range $103.38 - $123.15

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	12,996	$7,445	$555.50	$469.79 - $627.50
Q3 2025	21,005	$10,022	$425.39	$381.75 - $483.95
Q2 2025	18,782	$7,291	$330.84	$264.29 - $386.62
Q1 2025	20,064	$6,617	$351.95	$315.09 - $404.98
Q4 2024	18,224	$6,611	$381.74	$351.93 - $412.27
Q3 2024	15,440	$6,039	$338.69	$301.40 - $389.91
Q2 2024	15,426	$5,138	$338.69	$308.78 - $372.10
Q1 2024	16,478	$6,038	$311.07	$268.51 - $357.70
Q4 2023	14,722	$4,353	$251.22	$216.95 - $290.10
Q3 2023	16,387	$4,474	$261.47	$229.25 - $283.47
Q2 2023	15,792	$3,886	$213.76	$195.84 - $240.81
Q1 2023	11,775	$3	$230.59	$201.84 - $253.98
Q4 2022	6,833	$2	$206.59	$156.72 - $232.83
Q3 2022	6,757	$1,109	$172.21	$151.58 - $189.11
Q2 2022	7,318	$1,308	$197.29	$164.98 - $221.91
Q1 2022	7,791	$1,736	$195.46	$167.60 - $214.37
Q4 2021	7,847	$1,622	$186.69	$173.30 - $200.95
Q3 2021	7,007	$1,345	$192.08	$172.62 - $206.58
Q2 2021	6,431	$1,400	$211.85	$188.71 - $226.53
Q1 2021	5,467	$1,268	$189.09	$163.90 - $217.37
Q4 2020	5,642	$1,027	$153.98	$129.92 - $167.14
Q3 2020	5,526	$824	$126.81	$112.24 - $141.22
Q2 2020	4,367	$552	$106.19	$89.90 - $125.54
Q1 2020	5,324	$618	$113.38	$77.78 - $132.89
Q4 2019	4,547	$671	$123.01	$102.69 - $131.46
Q3 2019	2,377	$300	$111.09	$97.87 - $122.22
Q2 2019	2,071	$269	$114.70	$103.20 - $125.83
Q1 2019	2,001	$271	$114.61	$103.38 - $123.15