CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q3 2025

Shares 582 Value ($000) $0 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 321 Value ($000) $0 Avg Close $330.84 Range $264.29 - $386.62

Q3 2024

Shares 3,500 Value ($000) $1 Avg Close $338.69 Range $301.40 - $389.91

Q4 2019

Shares 200 Value ($000) $29 Avg Close $123.01 Range $102.69 - $131.46

Q2 2019

Shares 1,250 Value ($000) $170 Avg Close $114.70 Range $103.20 - $125.83

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2025	582	$0	$425.39	$381.75 - $483.95
Q2 2025	321	$0	$330.84	$264.29 - $386.62
Q3 2024	3,500	$1	$338.69	$301.40 - $389.91
Q4 2019	200	$29	$123.01	$102.69 - $131.46
Q2 2019	1,250	$170	$114.70	$103.20 - $125.83