CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Principle Wealth Partners LLC's Holding History (CIK: 0001743413)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 21,733 Value ($000) $12,450 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 21,409 Value ($000) $10,215 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 21,240 Value ($000) $8,245 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 21,547 Value ($000) $7,107 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 21,696 Value ($000) $7,871 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 22,250 Value ($000) $8,702 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 23,037 Value ($000) $7,674 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 23,453 Value ($000) $8,594 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 23,521 Value ($000) $6,954 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 23,579 Value ($000) $6,437 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 23,602 Value ($000) $5,807 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 23,395 Value ($000) $5,354 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 23,418 Value ($000) $5,610 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 24,493 Value ($000) $4,019 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 21,730 Value ($000) $3,884 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 20,929 Value ($000) $4,663 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 21,332 Value ($000) $4,410 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 20,555 Value ($000) $3,946 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 19,328 Value ($000) $4,206 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 21,181 Value ($000) $4,911 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 20,660 Value ($000) $3,761 Avg Close $153.98 Range $129.92 - $167.14

Q2 2020

Shares 228 Value ($000) $29 Avg Close $106.19 Range $89.90 - $125.54

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	21,733	$12,450	$555.50	$469.79 - $627.50
Q3 2025	21,409	$10,215	$425.39	$381.75 - $483.95
Q2 2025	21,240	$8,245	$330.84	$264.29 - $386.62
Q1 2025	21,547	$7,107	$351.95	$315.09 - $404.98
Q4 2024	21,696	$7,871	$381.74	$351.93 - $412.27
Q3 2024	22,250	$8,702	$338.69	$301.40 - $389.91
Q2 2024	23,037	$7,674	$338.69	$308.78 - $372.10
Q1 2024	23,453	$8,594	$311.07	$268.51 - $357.70
Q4 2023	23,521	$6,954	$251.22	$216.95 - $290.10
Q3 2023	23,579	$6,437	$261.47	$229.25 - $283.47
Q2 2023	23,602	$5,807	$213.76	$195.84 - $240.81
Q1 2023	23,395	$5,354	$230.59	$201.84 - $253.98
Q4 2022	23,418	$5,610	$206.59	$156.72 - $232.83
Q3 2022	24,493	$4,019	$172.21	$151.58 - $189.11
Q2 2022	21,730	$3,884	$197.29	$164.98 - $221.91
Q1 2022	20,929	$4,663	$195.46	$167.60 - $214.37
Q4 2021	21,332	$4,410	$186.69	$173.30 - $200.95
Q3 2021	20,555	$3,946	$192.08	$172.62 - $206.58
Q2 2021	19,328	$4,206	$211.85	$188.71 - $226.53
Q1 2021	21,181	$4,911	$189.09	$163.90 - $217.37
Q4 2020	20,660	$3,761	$153.98	$129.92 - $167.14
Q2 2020	228	$29	$106.19	$89.90 - $125.54