CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

HHM Wealth Advisors, LLC's Holding History (CIK: 0001750086)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 5,754 Value ($000) $3,296 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 5,759 Value ($000) $2,748 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 5,882 Value ($000) $2,283 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 6,106 Value ($000) $2,014 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 5,981 Value ($000) $2,170 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 5,900 Value ($000) $2,308 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 5,565 Value ($000) $1,854 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 3,538 Value ($000) $1,297 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 3,538 Value ($000) $1,046 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 3,553 Value ($000) $970 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 3,310 Value ($000) $814 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 3,860 Value ($000) $883 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 3,092 Value ($000) $741 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 3,142 Value ($000) $516 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 2,918 Value ($000) $522 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 3,018 Value ($000) $672 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 3,348 Value ($000) $692 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 3,518 Value ($000) $675 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 3,518 Value ($000) $766 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 3,500 Value ($000) $812 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 3,410 Value ($000) $621 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 3,300 Value ($000) $492 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 3,214 Value ($000) $407 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 3,168 Value ($000) $368 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 2,888 Value ($000) $426 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 2,838 Value ($000) $358 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 2,888 Value ($000) $394 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 2,888 Value ($000) $391 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 2,403 Value ($000) $305 Avg Close $111.50 Range $96.19 - $135.93

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	5,754	$3,296	$555.50	$469.79 - $627.50
Q3 2025	5,759	$2,748	$425.39	$381.75 - $483.95
Q2 2025	5,882	$2,283	$330.84	$264.29 - $386.62
Q1 2025	6,106	$2,014	$351.95	$315.09 - $404.98
Q4 2024	5,981	$2,170	$381.74	$351.93 - $412.27
Q3 2024	5,900	$2,308	$338.69	$301.40 - $389.91
Q2 2024	5,565	$1,854	$338.69	$308.78 - $372.10
Q1 2024	3,538	$1,297	$311.07	$268.51 - $357.70
Q4 2023	3,538	$1,046	$251.22	$216.95 - $290.10
Q3 2023	3,553	$970	$261.47	$229.25 - $283.47
Q2 2023	3,310	$814	$213.76	$195.84 - $240.81
Q1 2023	3,860	$883	$230.59	$201.84 - $253.98
Q4 2022	3,092	$741	$206.59	$156.72 - $232.83
Q3 2022	3,142	$516	$172.21	$151.58 - $189.11
Q2 2022	2,918	$522	$197.29	$164.98 - $221.91
Q1 2022	3,018	$672	$195.46	$167.60 - $214.37
Q4 2021	3,348	$692	$186.69	$173.30 - $200.95
Q3 2021	3,518	$675	$192.08	$172.62 - $206.58
Q2 2021	3,518	$766	$211.85	$188.71 - $226.53
Q1 2021	3,500	$812	$189.09	$163.90 - $217.37
Q4 2020	3,410	$621	$153.98	$129.92 - $167.14
Q3 2020	3,300	$492	$126.81	$112.24 - $141.22
Q2 2020	3,214	$407	$106.19	$89.90 - $125.54
Q1 2020	3,168	$368	$113.38	$77.78 - $132.89
Q4 2019	2,888	$426	$123.01	$102.69 - $131.46
Q3 2019	2,838	$358	$111.09	$97.87 - $122.22
Q2 2019	2,888	$394	$114.70	$103.20 - $125.83
Q1 2019	2,888	$391	$114.61	$103.38 - $123.15
Q4 2018	2,403	$305	$111.50	$96.19 - $135.93