CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Portfolio Strategies, Inc.'s Holding History (CIK: 0001753271)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018

Shares 78 Value ($000) $11 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 78 Value ($000) $11 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 77 Value ($000) $12 Avg Close $116.31 Range $103.45 - $133.20

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2018	78	$11	$126.53	$112.48 - $137.00
Q1 2018	78	$11	$133.07	$120.49 - $146.01
Q4 2017	77	$12	$116.31	$103.45 - $133.20