CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Sargent Investment Group, LLC's Holding History (CIK: 0001766157)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 6,756 Value ($000) $3,870 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 7,152 Value ($000) $3,413 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 6,976 Value ($000) $2,984 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 6,906 Value ($000) $2,278 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 6,512 Value ($000) $2,361 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 6,029 Value ($000) $2,358 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 5,329 Value ($000) $1,775 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 4,694 Value ($000) $1,720 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 7,394 Value ($000) $2,186 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 6,471 Value ($000) $1,767 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 6,529 Value ($000) $1,606 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 6,130 Value ($000) $1,409 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 6,358 Value ($000) $1,523 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 6,213 Value ($000) $1,111 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 5,593 Value ($000) $1,000 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 4,778 Value ($000) $1,065 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 3,640 Value ($000) $753 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 3,125 Value ($000) $600 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 2,422 Value ($000) $527 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 2,422 Value ($000) $562 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 2,402 Value ($000) $437 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 1,714 Value ($000) $256 Avg Close $126.81 Range $112.24 - $141.22

Q4 2019

Shares 1,380 Value ($000) $204 Avg Close $123.01 Range $102.69 - $131.46

Q2 2019

Shares 4,975 Value ($000) $678 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 4,975 Value ($000) $674 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 4,975 Value ($000) $632 Avg Close $111.50 Range $96.19 - $135.93

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	6,756	$3,870	$555.50	$469.79 - $627.50
Q3 2025	7,152	$3,413	$425.39	$381.75 - $483.95
Q2 2025	6,976	$2,984	$330.84	$264.29 - $386.62
Q1 2025	6,906	$2,278	$351.95	$315.09 - $404.98
Q4 2024	6,512	$2,361	$381.74	$351.93 - $412.27
Q3 2024	6,029	$2,358	$338.69	$301.40 - $389.91
Q2 2024	5,329	$1,775	$338.69	$308.78 - $372.10
Q1 2024	4,694	$1,720	$311.07	$268.51 - $357.70
Q4 2023	7,394	$2,186	$251.22	$216.95 - $290.10
Q3 2023	6,471	$1,767	$261.47	$229.25 - $283.47
Q2 2023	6,529	$1,606	$213.76	$195.84 - $240.81
Q1 2023	6,130	$1,409	$230.59	$201.84 - $253.98
Q4 2022	6,358	$1,523	$206.59	$156.72 - $232.83
Q3 2022	6,213	$1,111	$172.21	$151.58 - $189.11
Q2 2022	5,593	$1,000	$197.29	$164.98 - $221.91
Q1 2022	4,778	$1,065	$195.46	$167.60 - $214.37
Q4 2021	3,640	$753	$186.69	$173.30 - $200.95
Q3 2021	3,125	$600	$192.08	$172.62 - $206.58
Q2 2021	2,422	$527	$211.85	$188.71 - $226.53
Q1 2021	2,422	$562	$189.09	$163.90 - $217.37
Q4 2020	2,402	$437	$153.98	$129.92 - $167.14
Q3 2020	1,714	$256	$126.81	$112.24 - $141.22
Q4 2019	1,380	$204	$123.01	$102.69 - $131.46
Q2 2019	4,975	$678	$114.70	$103.20 - $125.83
Q1 2019	4,975	$674	$114.61	$103.38 - $123.15
Q4 2018	4,975	$632	$111.50	$96.19 - $135.93