CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

New World Advisors LLC's Holding History (CIK: 0001767724)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 843 Value ($000) $483 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 752 Value ($000) $359 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 664 Value ($000) $258 Avg Close $330.84 Range $264.29 - $386.62

Q2 2021

Shares 5,956 Value ($000) $1,296 Avg Close $211.85 Range $188.71 - $226.53

Q1 2019

Shares 502 Value ($000) $68 Avg Close $114.61 Range $103.38 - $123.15

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	843	$483	$555.50	$469.79 - $627.50
Q3 2025	752	$359	$425.39	$381.75 - $483.95
Q2 2025	664	$258	$330.84	$264.29 - $386.62
Q2 2021	5,956	$1,296	$211.85	$188.71 - $226.53
Q1 2019	502	$68	$114.61	$103.38 - $123.15