CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

IEQ CAPITAL, LLC's Holding History (CIK: 0001779789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 32,585 Value ($000) $18,667 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 36,203 Value ($000) $17,274 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 19,651 Value ($000) $7,629 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 22,992 Value ($000) $7,582 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 18,530 Value ($000) $6,722 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 28,360 Value ($000) $11,092 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 23,642 Value ($000) $7,875 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 21,180 Value ($000) $7,761 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 19,087 Value ($000) $5,643 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 20,827 Value ($000) $5,686 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 19,891 Value ($000) $4,894 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 19,802 Value ($000) $4,531 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 20,245 Value ($000) $4,850 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 17,175 Value ($000) $2,819 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 21,508 Value ($000) $3,845 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 21,493 Value ($000) $4,789 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 21,173 Value ($000) $4,377 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 18,962 Value ($000) $3,639 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 16,198 Value ($000) $3,525 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 14,066 Value ($000) $3,262 Avg Close $189.09 Range $163.90 - $217.37

Q3 2020

Shares 2,337 Value ($000) $349 Avg Close $126.81 Range $112.24 - $141.22

Q1 2020

Shares 3,885 Value ($000) $451 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 4,092 Value ($000) $604 Avg Close $123.01 Range $102.69 - $131.46

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	32,585	$18,667	$555.50	$469.79 - $627.50
Q3 2025	36,203	$17,274	$425.39	$381.75 - $483.95
Q2 2025	19,651	$7,629	$330.84	$264.29 - $386.62
Q1 2025	22,992	$7,582	$351.95	$315.09 - $404.98
Q4 2024	18,530	$6,722	$381.74	$351.93 - $412.27
Q3 2024	28,360	$11,092	$338.69	$301.40 - $389.91
Q2 2024	23,642	$7,875	$338.69	$308.78 - $372.10
Q1 2024	21,180	$7,761	$311.07	$268.51 - $357.70
Q4 2023	19,087	$5,643	$251.22	$216.95 - $290.10
Q3 2023	20,827	$5,686	$261.47	$229.25 - $283.47
Q2 2023	19,891	$4,894	$213.76	$195.84 - $240.81
Q1 2023	19,802	$4,531	$230.59	$201.84 - $253.98
Q4 2022	20,245	$4,850	$206.59	$156.72 - $232.83
Q3 2022	17,175	$2,819	$172.21	$151.58 - $189.11
Q2 2022	21,508	$3,845	$197.29	$164.98 - $221.91
Q1 2022	21,493	$4,789	$195.46	$167.60 - $214.37
Q4 2021	21,173	$4,377	$186.69	$173.30 - $200.95
Q3 2021	18,962	$3,639	$192.08	$172.62 - $206.58
Q2 2021	16,198	$3,525	$211.85	$188.71 - $226.53
Q1 2021	14,066	$3,262	$189.09	$163.90 - $217.37
Q3 2020	2,337	$349	$126.81	$112.24 - $141.22
Q1 2020	3,885	$451	$113.38	$77.78 - $132.89
Q4 2019	4,092	$604	$123.01	$102.69 - $131.46