CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Ethic Inc.'s Holding History (CIK: 0001780570)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 59,206 Value ($000) $33,917 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 57,824 Value ($000) $27,591 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 58,256 Value ($000) $22,412 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 56,104 Value ($000) $18,546 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 57,099 Value ($000) $20,713 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 44,711 Value ($000) $16,384 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 49,278 Value ($000) $16,415 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 44,711 Value ($000) $16,384 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 43,515 Value ($000) $12,866 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 41,311 Value ($000) $11,278 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 37,787 Value ($000) $9,298 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 38,077 Value ($000) $8,714 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 28,271 Value ($000) $6,773 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 14,426 Value ($000) $2,367 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 11,484 Value ($000) $2,053 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 21,228 Value ($000) $4,730 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 17,237 Value ($000) $3,564 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 9,822 Value ($000) $1,885 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 4,643 Value ($000) $1,010 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 5,759 Value ($000) $1,335 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 4,903 Value ($000) $892 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 3,401 Value ($000) $507 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 2,716 Value ($000) $344 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 2,496 Value ($000) $290 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 1,971 Value ($000) $291 Avg Close $123.01 Range $102.69 - $131.46

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	59,206	$33,917	$555.50	$469.79 - $627.50
Q3 2025	57,824	$27,591	$425.39	$381.75 - $483.95
Q2 2025	58,256	$22,412	$330.84	$264.29 - $386.62
Q1 2025	56,104	$18,546	$351.95	$315.09 - $404.98
Q4 2024	57,099	$20,713	$381.74	$351.93 - $412.27
Q3 2024	44,711	$16,384	$338.69	$301.40 - $389.91
Q2 2024	49,278	$16,415	$338.69	$308.78 - $372.10
Q1 2024	44,711	$16,384	$311.07	$268.51 - $357.70
Q4 2023	43,515	$12,866	$251.22	$216.95 - $290.10
Q3 2023	41,311	$11,278	$261.47	$229.25 - $283.47
Q2 2023	37,787	$9,298	$213.76	$195.84 - $240.81
Q1 2023	38,077	$8,714	$230.59	$201.84 - $253.98
Q4 2022	28,271	$6,773	$206.59	$156.72 - $232.83
Q3 2022	14,426	$2,367	$172.21	$151.58 - $189.11
Q2 2022	11,484	$2,053	$197.29	$164.98 - $221.91
Q1 2022	21,228	$4,730	$195.46	$167.60 - $214.37
Q4 2021	17,237	$3,564	$186.69	$173.30 - $200.95
Q3 2021	9,822	$1,885	$192.08	$172.62 - $206.58
Q2 2021	4,643	$1,010	$211.85	$188.71 - $226.53
Q1 2021	5,759	$1,335	$189.09	$163.90 - $217.37
Q4 2020	4,903	$892	$153.98	$129.92 - $167.14
Q3 2020	3,401	$507	$126.81	$112.24 - $141.22
Q2 2020	2,716	$344	$106.19	$89.90 - $125.54
Q1 2020	2,496	$290	$113.38	$77.78 - $132.89
Q4 2019	1,971	$291	$123.01	$102.69 - $131.46