CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Resolute Advisors LLC's Holding History (CIK: 0001800217)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 122 Value ($000) $23 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 130 Value ($000) $28 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 130 Value ($000) $24 Avg Close $189.09 Range $163.90 - $217.37

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	122	$23	$192.08	$172.62 - $206.58
Q2 2021	130	$28	$211.85	$188.71 - $226.53
Q1 2021	130	$24	$189.09	$163.90 - $217.37