CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Aurora Private Wealth, Inc.'s Holding History (CIK: 0001802132)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 6,024 Value ($000) $1,156 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 6,162 Value ($000) $1,341 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 6,091 Value ($000) $1,412 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 6,687 Value ($000) $1,217 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 6,957 Value ($000) $1,038 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 6,829 Value ($000) $864 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 12,452 Value ($000) $1,445 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 6,639 Value ($000) $980 Avg Close $123.01 Range $102.69 - $131.46

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	6,024	$1,156	$192.08	$172.62 - $206.58
Q2 2021	6,162	$1,341	$211.85	$188.71 - $226.53
Q1 2021	6,091	$1,412	$189.09	$163.90 - $217.37
Q4 2020	6,687	$1,217	$153.98	$129.92 - $167.14
Q3 2020	6,957	$1,038	$126.81	$112.24 - $141.22
Q2 2020	6,829	$864	$106.19	$89.90 - $125.54
Q1 2020	12,452	$1,445	$113.38	$77.78 - $132.89
Q4 2019	6,639	$980	$123.01	$102.69 - $131.46