CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Mizuho Markets Cayman LP's Holding History (CIK: 0001803149)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022

Shares 10,858 Value ($000) $1,941 Avg Close $197.29 Range $164.98 - $221.91

Q3 2021

Shares 1,321 Value ($000) $254 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 6,337 Value ($000) $1,379 Avg Close $211.85 Range $188.71 - $226.53

Q2 2020

Shares 2,550 Value ($000) $323 Avg Close $106.19 Range $89.90 - $125.54

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2022	10,858	$1,941	$197.29	$164.98 - $221.91
Q3 2021	1,321	$254	$192.08	$172.62 - $206.58
Q2 2021	6,337	$1,379	$211.85	$188.71 - $226.53
Q2 2020	2,550	$323	$106.19	$89.90 - $125.54