CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Kestra Advisory Services, LLC's Holding History (CIK: 0001830819)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 202,090 Value ($000) $115,771 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 184,950 Value ($000) $88,249 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 166,388 Value ($000) $64,593 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 160,397 Value ($000) $52,899 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 163,946 Value ($000) $59,473 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 157,467 Value ($000) $61,589 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 161,076 Value ($000) $53,654 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 148,860 Value ($000) $54,547 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 134,766 Value ($000) $39,846 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 128,252 Value ($000) $35,013 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 117,999 Value ($000) $29,034 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 118,599 Value ($000) $27,140 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 128,894 Value ($000) $30,878 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 86,299 Value ($000) $14,160 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 94,917 Value ($000) $16,967 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 77,254 Value ($000) $17,214 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 72,807 Value ($000) $15,052 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 69,103 Value ($000) $13,266 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 63,473 Value ($000) $13,814 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 66,115 Value ($000) $15,330 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 74,435 Value ($000) $13,401 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 51,469 Value ($000) $7,677,000 Avg Close $126.81 Range $112.24 - $141.22

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	202,090	$115,771	$555.50	$469.79 - $627.50
Q3 2025	184,950	$88,249	$425.39	$381.75 - $483.95
Q2 2025	166,388	$64,593	$330.84	$264.29 - $386.62
Q1 2025	160,397	$52,899	$351.95	$315.09 - $404.98
Q4 2024	163,946	$59,473	$381.74	$351.93 - $412.27
Q3 2024	157,467	$61,589	$338.69	$301.40 - $389.91
Q2 2024	161,076	$53,654	$338.69	$308.78 - $372.10
Q1 2024	148,860	$54,547	$311.07	$268.51 - $357.70
Q4 2023	134,766	$39,846	$251.22	$216.95 - $290.10
Q3 2023	128,252	$35,013	$261.47	$229.25 - $283.47
Q2 2023	117,999	$29,034	$213.76	$195.84 - $240.81
Q1 2023	118,599	$27,140	$230.59	$201.84 - $253.98
Q4 2022	128,894	$30,878	$206.59	$156.72 - $232.83
Q3 2022	86,299	$14,160	$172.21	$151.58 - $189.11
Q2 2022	94,917	$16,967	$197.29	$164.98 - $221.91
Q1 2022	77,254	$17,214	$195.46	$167.60 - $214.37
Q4 2021	72,807	$15,052	$186.69	$173.30 - $200.95
Q3 2021	69,103	$13,266	$192.08	$172.62 - $206.58
Q2 2021	63,473	$13,814	$211.85	$188.71 - $226.53
Q1 2021	66,115	$15,330	$189.09	$163.90 - $217.37
Q4 2020	74,435	$13,401	$153.98	$129.92 - $167.14
Q3 2020	51,469	$7,677,000	$126.81	$112.24 - $141.22