CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Thrive Capital Management, LLC's Holding History (CIK: 0001845943)

Note: Option positions (PUT/CALL) are excluded.

Q4 2023

Shares 968 Value ($000) $286 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 1,008 Value ($000) $275 Avg Close $261.47 Range $229.25 - $283.47

Q3 2021

Shares 2,302 Value ($000) $442 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 2,381 Value ($000) $518 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 1,502 Value ($000) $348 Avg Close $189.09 Range $163.90 - $217.37

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2023	968	$286	$251.22	$216.95 - $290.10
Q3 2023	1,008	$275	$261.47	$229.25 - $283.47
Q3 2021	2,302	$442	$192.08	$172.62 - $206.58
Q2 2021	2,381	$518	$211.85	$188.71 - $226.53
Q1 2021	1,502	$348	$189.09	$163.90 - $217.37