CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Hennion & Walsh Asset Management, Inc.'s Holding History (CIK: 0001861642)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 2,162 Value ($000) $1,239 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 941 Value ($000) $449 Avg Close $425.39 Range $381.75 - $483.95

Q3 2021

Shares 3,056 Value ($000) $587 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 2,246 Value ($000) $489 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 1,452 Value ($000) $337 Avg Close $189.09 Range $163.90 - $217.37

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	2,162	$1,239	$555.50	$469.79 - $627.50
Q3 2025	941	$449	$425.39	$381.75 - $483.95
Q3 2021	3,056	$587	$192.08	$172.62 - $206.58
Q2 2021	2,246	$489	$211.85	$188.71 - $226.53
Q1 2021	1,452	$337	$189.09	$163.90 - $217.37