CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

ROI Financial Advisors, LLC's Holding History (CIK: 0002011633)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 2,209 Value ($000) $1,266 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 1,976 Value ($000) $943 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 1,697 Value ($000) $659 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 1,628 Value ($000) $537 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 869 Value ($000) $315 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 714 Value ($000) $279 Avg Close $338.69 Range $301.40 - $389.91

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	2,209	$1,266	$555.50	$469.79 - $627.50
Q3 2025	1,976	$943	$425.39	$381.75 - $483.95
Q2 2025	1,697	$659	$330.84	$264.29 - $386.62
Q1 2025	1,628	$537	$351.95	$315.09 - $404.98
Q4 2024	869	$315	$381.74	$351.93 - $412.27
Q3 2024	714	$279	$338.69	$301.40 - $389.91