CATERPILLAR INC

CUSIP: 149123901 Class: OPT

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 27,600 Value ($000) $16 Avg Close — Range —
Q3 2025
Shares 35,100 Value ($000) $17 Avg Close — Range —
Q2 2025
Shares 29,100 Value ($000) $11 Avg Close — Range —
Q1 2022
Shares 5,600 Value ($000) $1,247 Avg Close — Range —
Q1 2021
Shares 29,800 Value ($000) $6,909 Avg Close — Range —