CATERPILLAR INC

CUSIP: 149123901 Class: OPT

Penserra Capital Management LLC's Holding History (CIK: 0001593324)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 52 Value ($000) $0 Avg Close — Range —
Q2 2018
Shares 51 Value ($000) $0 Avg Close — Range —