CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

BANK OF NOVA SCOTIA's Holding History (CIK: 0000009631)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 52,003 Value ($000) $2,155 Avg Close $32.65 Range $31.20 - $33.98

Q2 2018

Shares 52,000 Value ($000) $2,105 Avg Close $32.03 Range $29.68 - $34.19

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	52,003	$2,155	$32.65	$31.20 - $33.98
Q2 2018	52,000	$2,105	$32.03	$29.68 - $34.19